WARNING! David McDonnell of TCFG Wealth Management is BARRED

Israels & Neuman, PLC

David McDonnell, Formerly with TCFG Wealth Management, Barred by FINRA For Failing to Respond to an Investigation

LAGUNA BEACH, CALIFORNIA

Have you lost money with financial advisor David McDonnell, formerly with TCFG Wealth Management? Our securities arbitration law firm is reviewing allegations made about David McDonnell. In March 2022, FINRA (the Financial Industry Regulatory Authority) barred him from the securities brokerage industry. He was the subject of a FINRA investigation regarding allegations that he participated in private securities transactions by issuing promissory notes and conducting an outside business activity by serving as the trustee of a trust. McDonnell was fired by his former brokerage firm, TCFG Wealth Management, regarding the same allegations.

David R. McDonnell had been an advisor with TCFG Wealth Management from January 2016 to January 2022. McDonnell also previously worked with National Planning Corp. McDonnell worked at a Laguna Beach, California office.

FINRA’s rules provide that securities brokerage firms like TCFG Wealth Management must reasonably supervise their financial advisors. If the firm fails to do so, they may be responsible for harm suffered by investors.

Our firm represents investors throughout the country, including investors in southern California. Most of our cases are filed in FINRA arbitration.

Click to view: McDonnell, d FINRA AWC

Click to view: McDonnell, d BrokerCheck 3.24.22

If you lost money with David McDonnell or TCFG Wealth Management, please Contact Us at 720-599-3505 for a free evaluation of your case.

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