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DAVID WALL of Voya Involved in Unsuitable Investments
Israels & Neuman, PLC Investigates David Wall, Formerly of Voya Financial Advisors
SIMPSONVILLE, SOUTH CAROLINA – Have you lost money with financial advisor David Wall, formerly of Voya Financial Advisors in Simpsonville, South Carolina? We are looking into allegations made against David Wall. David Wall has been the subject of four customer complaints, all of which were filed within the last year. The customers alleged that Wall sold unsuitable illiquid real estate investments. Wall was also terminated by Voya Financial Advisors for failing to perform an adequate review of account profiles for certain customers who purchased the real estate investments.
David R. Wall was a registered representative of Voya Financial Advisors from June 2013 to March 2021. He has worked at branch offices in Simpsonville, South Carolina.
Brokerage firms like Voya Financial Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in South Carolina. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Voya Financial Advisors.
Click to view BrokerCheck: Wall, David BrokerCheck 6.17.21