DAVID WELLS of Fifth Third Securities Accused of Stealing Money from Customers

CHICAGO, ILLINOIS Have you lost money with financial advisor David S. Wells, formerly with Fifth Third Securities in Chicago, Illinois? We are looking into allegations made against David Wells. Wells was barred from the securities industry after he failed to respond to a FINRA investigation. Wells was being investigated after he allegedly misappropriated funds from three customers.

David Wells was with Fifth Third Securities from June 2019 to July 2021. He has worked at branch offices in Chicago, Illinois. Wells was allowed to voluntarily resign by Fifth Third Securities.

Brokerage firms like Fifth Third Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Illinois. Attorney David Neuman is licensed to practice law in Illinois and previously practiced in Chicago. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click here to view David Wells BrokerCheck Report

If you lost money with David Wells or Fifth Third Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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DAVID WELLS of Fifth Third Securities Accused of Stealing Money from Customers

If you lost money with David Wells or Fifth Third Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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