Dennis Riordan, with Wynston Hill Capital, Suspended Indefinitely by FINRA

BRONX, NY

Have you suffered investment losses because of recommendations made by Dennis Riordan? The Law Firm of Israels & Neuman is a securities arbitration law firm looking into allegations made against the Wynston Hill Capital financial advisor from Bronx, New York. In 2021, Riordan was under a regulatory investigation by FINRA, the Financial Industry Regulatory Authority.

FINRA has alleged that Riordan has failed to adequately respond to its investigation. As such, pursuant to FINRA Rule 8210, FINRA has suspended Dennis Riordan indefinitely until he adequately responds to the investigation. FINRA was alleged to have initiated the investigation regarding an outside business activity of Riordan. Riordan also had his licensed revoked by the South Dakota Division of Insurance regarding this failure to respond.

Dennis Riordan worked in Bronx, New York and has been a representative with Wynston Hill Capital from June 2017 to the present. Riordan also worked with several other brokerage firms between 2005 and 2017. Riordan has also been the subject of four customer complaints.

Israels & Neuman is an investment fraud law firm that represents investors in securities arbitration, mostly through FINRA arbitration. We represent investors throughout the country, including investors in New York.

Click to view: Riordan blog 3.29.22 Riordan, Dennis BrokerCheck 3.29.22

If you lost money with Dennis Riordan or Wynston Hill Capitals, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.