Derek Copeland of LPL Financial Barred for Private Securities

Israels & Neuman, PLC
Losses with Derek Copeland of LPL Financial in Charlotte, NC
CHARLOTTE, NORTH CAROLINA

Did you lose money investing with financial advisor Derek Copeland in Charlotte, North Carolina? Our securities arbitration law firm is looking into a regulatory investigation made by FINRA against this advisor, who was previously a representative of LPL Financial.

FINRA’s AWC shows that Copeland engaged in numerous private securities transactions, which means that he was recommending the purchase of numerous investments without permission from his brokerage firm, LPL.  FINRA alleged that he engaged in 74 private securities transactions between 2020 and 2023 into 11 different companies, including a flooring company, real estate, a mobile home park, and a furniture retailer. FINRA barred him from the industry regarding these allegations.

Derek Copeland was registered with LPL Financial from 2015 to December 2024 and worked in Charlotte, North Carolina.  Additionally, Copeland has been the subject of three customer complaints between 2022 and 2024, and was also terminated by LPL Financial in December 2024.

Israels & Neuman represents victims of investment fraud in North Carolina and throughout the country in cases involving financial advisors, securities brokerage firms, and investment advisory firms.

View FINRA AWC HERE

View BrokerCheck Report HERE

If you lost money with Derek Copeland or LPL Financial, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

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