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Investigation of EDGAR KLEYDMAN and AXA Advisors
BROOKLYN, NEW YORK
Have you lost money with financial advisor Edgar Kleydman, formerly with AXA Advisors and MML Investors Services in Brooklyn, New York? We are looking into allegations made against Edgar Kleydman. Kleydman was barred from the securities industry by FINRA after he failed to respond to an investigation. FINRA alleged that Kleydman sold investments that were not approved by his former firm, AXA Advisors.
Edgar Kleydman was with AXA Advisors from December 2015 to December 2019. He was also with MML Investors Services from December 2019 to March 2020. He has worked at branch offices in Brooklyn, New York. Kleydman has also been the subject of three customer complaints.
Brokerage firms like AXA Advisors MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.