GARY HARPE of PFS Investments Subject of COMPLAINTS

Israels & Neuman, PLC
Losses with Richard Ceffalio of LPL Financial in Arlington Heights, IL

FINRA Seeks to Bar Criminally Charged Farmington Hills Advisor, Gary Harpe

FARMINGTON HILLS, MICHIGAN Did you invest with Gary Harpe, formerly with PFS Investments (Primerica) in Farmington Hills, Michigan? Our securities arbitration law firm is looking into claims made by FINRA (the Financial Industry Regulatory Authority) against advisor Gary Harpe. FINRA brought a complaint seeking to expel him from the securities industry.

FINRA started looking into Gary Harpe after he was criminally charged with larceny by conversion in Farmington Hills, Michigan for more than $1,000 but less than $20,000. He has pleaded not guilty, and the case is still pending. Harpe was terminated by PFS Investments (also known as Primerica) in 2023, and was with PFS Investments from 1998 to January 2023.

FINRA Rule 821 provides that advisors are required to respond to FINRA investigations. Additionally, under FINRA’s supervisory rules, securities brokerage firms must adequately supervise their representatives. If firms like PFS Investments fail to provide sufficient supervision, the firms could be responsible for financial damages.

Our firm has an office in Ann Arbor, Michigan and regularly represents investors in the greater Detroit area. Moreover, attorney Aaron Israels went to law school in Detroit and began his law practice in Michigan.

If you lost money with Gary Harpe or PFS Investments, please Contact Us at 206-795-5798 for a free evaluation of your case.

View FINRA’s Complaint HERE View BrokerCheck Report HERE

Topics

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

View More
Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 35+ Years of Experience
Fill out the contact form or call us at (720) 599-3505 to schedule your free confidential consultation.

Leave Us a Message