GENEOS WEALTH MANAGEMENT Settlement for LJM & GPB Losses

Israels & Neuman, PLC

Geneos Wealth Management Settles with FINRA for Over $400,000 Regarding Sales of LJM Preservation & Growth Fund and GPB Capital

Did you lose money ith Geneos Wealth Capital, investing in the LJM Preservation & Growth Fund (ticker LJMIX, LJMCX, and LJMAX) or GPB Capital?? You may be able to recover money. The securities arbitration law firm of Israels & Neuman has represented investors who lost money in the LJM Preservation and Growth Fund, which lost about 80% of its value in February 2018 despite “preservation” being in the name. Israels & Neuman also represented investors who lost money in GPB Capital, which has turned out to be a fraudulent scheme.

We are currently investigating allegations made against Geneos Wealth Management, a Centennial, Colorado-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Geneos Wealth Management. FINRA alleged that Geneos permitted sales of the LJM fund without having procedures to ensure that its representatives had sufficient knowledge of the risks and characteristics of the LJM fund.

Also, Geneos failed tell three of its investors that GPB Capital failed to timely file required filings with the SEC in mid-2018.

To settle these allegations, Geneos Wealth Management agreed to pay a $150,000 fine and to pay restitution of over $250,000 to its customers who invested in the LJM fund.

Israels & Neuman PLC is an investment fraud and securities arbitration law firm with offices in Denver, Colorado and Seattle. Attorney Aaron Israels is licensed to practice law in Colorado.

Click to view: Gen. Wlth. BrokerCheck Report

Click to view: Gen. Wlth. Management FINRA AWC

If you lost money in the LJM Preservation and Growth Fund or GPB Capital with Geneos Wealth Management, please Contact Us at (720) 599-3505 for a free evaluation of your case.

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