Gwendolyn Hayes of Edward Jones Barred by FINRA

Israels & Neuman, PLC
Losses with Gwendolyn Hayes of Edward Jones in Lake Oswego, OR
LAKE OSWEGO, OREGON

Did you invest with financial advisor Gwendolyn Hayes in Lake Oswego, Oregon? Israels & Neuman is looking into claims made by FINRA against this advisor, who was a representative of Edward Jones. In January 2025, Hayes was kicked out of the securities brokerage industry by FINRA when she failed to cooperate with a FINRA investigation.

She was terminated by Edward Jones in April 2024, which led to a FINRA investigation. FINRA was investigating Gwendolyn Hayes regarding allegations that she changed customers’ investment objectives without their authority, mismarked trades as being unsolicited, and accepted trading instructions from unauthorized individuals.

Ms. Hayes was registered with Edward Jones from 2010 to April 2024 and worked in Lake Oswego, Oregon. She also worked for Ameriprise from May 2024 to August 2024.

Israels & Neuman represents investors in all 50 states including throughout the Pacific Northwest. We have offices in Seattle; Vancouver, Washington; Grand Rapids; Ann Arbor and Phoenix. We have previously represented investors against Edward Jones as well.

FINRA’s AWC Regarding Gwendolyn Hayes can be found HERE

Hayes’s BrokerCheck Report can be found HERE

If you lost money with Gwendolyn Hayes, or Edward Jones, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

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