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Investigation of Advisor PAUL FURUSHO – San Francisco, CA

SAN FRANCISCO, CALIFORNIA Have you lost money with financial advisor Paul Furusho, formerly with APW Capital in San Francisco, California? We are looking into allegations made against Paul Furusho. Furusho was barred from the securities industry after he failed to respond to a FINRA investigation. Furusho was being investigated after he allegedly arranged a private loan between two individuals.
Paul Furusho was with APW Capital from June 2015 to March 2020. He has worked at branch offices in San Francisco, California. Furusho was fired by APW Capital, and he was also fired by Tactivest, an investment advisory firm.
Brokerage firms like APW Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click here to view Paul Furusho BrokerCheck Report