Investigation of TODD SIVAK of MML Investors

Israels & Neuman, PLC

OCONOMOWOC, WISCONSIN

Have you lost money in mutual funds with financial advisor Todd Sivak, formerly with MML Investors Services in Oconomowoc, Wisconsin? Our securities arbitration firm is looking into allegations made against Todd W. Sivak. Sivak has been the subject of a customer complaint that was made against Sivak’s former firm, MML Investors Services, in late 2021. The complaint makes allegations that Sivak recommended that the investor put all of their Roth IRA into one mutual fund, which resulted in a 55% loss.

Todd Sivak was with MML Investors Services from 2001 to April 2020. He has also been with LPL Financial from April 2020 to the present. He has worked at branch offices in Oconomowoc, Wisconsin.

Brokerage firms like MML Investors Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Click to view: Sivak, Todd BrokerCheck 1.9.22

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Ann Arbor, Michigan; Seattle, Washington; Denver, Colorado; and Phoenix, Arizona. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Wisconsin. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against MML Investors Services.

If you lost money with Todd Sivak, MML Investors Services, or in mutual funds, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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