GLENDALE, CALIFORNIA

Have you lost money with financial advisor Narith Long, formerly with NYLife Securities and Northwestern Mutual in Glendale, California? The Securities and Investment fraud law firm of Israels & Neuman is looking into allegations made against Narith Long, who has been the subject of five customer complaints, all of which were filed within the last year.

The recent complaints allege that Long recommended that customers open accounts at another brokerage firm, where Long traded the accounts. The customers allege substantial losses from this trading.

Narith Long was with NYLife Securities from December 2019 to December 2020. Long was also with Northwestern Mutual from May 2018 to October 2019. He has worked at branch offices in Glendale, California. Long was also fired by New York Life in December 2020.

Brokerage firms like NYLife Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against NYLife Securities.

Click to view Narith Long BrokerCheck Report

If you lost money with Narith Long, NYLife Securities, or Northwestern Mutual, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.