Warning: Advisor JANIE GARZA-CLARK is BARRED

Israels & Neuman, PLC

Janie Garza-Clark, formerly with Hornor, Townsend & Kent, Barred by FINRA

SCOTTSDALE, ARIZONA

Have you lost money with financial advisor Janie Garza-Clark of Scottsdale, Arizona? The investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA, the Financial Industry Regulatory Authority, against Janie Garza-Clark. FINRA recently barred Garza-Clark from the securities industry after she failed to respond to an investigation. She was alleged to have received personal checks from a client as gifts but did not report such to her brokerage firm, TCFG Wealth Management.

Janie Garza-Clark was a financial advisor with Hornor, Townsend & Kent from 1993 to December 2015. She worked at an office in Scottsdale, Arizona. She was also “discharged” by Hornor, Townsend & Kent. Then Garza-Clark worked with SagePoint Financial from October 2016 to July 2017, and then with TCFG Wealth Management from July 2017 to May 2020, when she was “permitted to resign” by TCFG for the allegations described above. Hornor, Townsend & Kent is also facing a $950,000 customer complaint regarding Garza-Clark’s conduct.

Hornor, Townsend & Kent has an obligation to follow FINRA Rule 3110, which requires the firm to reasonably supervise the activities of its representatives like Janie Garza-Clark. If the firm fails to sufficiently supervise the activities of its advisors, the firm may be liable for Garza-Clark’s conduct.

Israels & Neuman PLC is an investment fraud law firm that represents investors all over the U.S. in FINRA arbitration. We have an office in Phoenix, and attorney Aaron Israels is licensed to practice law in Arizona. We have also previously represented customers against Hornor, Townsend & Kent.

View BrokerCheck Report: Garza-Clark, Janie FINRA AWC

View FINRA AWC: Garza-Clark, Janie FINRA AWC

If you lost money with Janie Garza-Clark or Hornor, Townsend & Kent, please Contact Us at 206-795-5798 for a free evaluation of your case.

Topics

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

View More
Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 20+ Years of Experience
Fill out the contact form or call us at (616) 280-4303 to schedule your free confidential consultation.

Leave Us a Message