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JASON WALSH of Network 1 Financial Subject of COMPLAINTS
Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints
HAUPPAUGE, NEW YORK
Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges that he breached his fiduciary duty related to stocks and alleges $3.7 million in damages.
Jason J. Walsh had been a financial advisor and registered representative of Network 1 Financial Securities from May 2020 to May 2022. He now works with PHX Financial. He worked at a branch office in Hauppauge, New York. In addition to this complaint, Walsh has been the subject of two other complaints, as well as a tax lien.
If a financial advisor or brokerage firm makes an unsuitable investment recommendation to a customer, that customer may be able to sue the advisor and/or firm for financial losses. The suitability rule is governed by FINRA Rule 2111.
View Walsh, j BrokerCheck 7.9.23