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JOHN KASEL of US Bancorp Attempts to Expunge His Record
John Kasel, Formerly with US Bancorp Investments, Loses Arbitration Hearing to Expunge His Record
SEATTLE, WASHINGTON Did you invest with stockbroker John Kasel in Seattle, Washington? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against John Kasel, who was formerly with US Bancorp Investments. FINRA’s Arbitration Award Database shows that he tried to expunge an incident from his record. The arbitration panel has denied his request.
FINRA’s BrokerCheck reveals that John Kasel has two marks on his record. First, in 2017, he was the subject of a customer complaint that settled for $76,900 where the customer was seeking $70,000 in damages. Second, in 2019, he was suspended for three months by FINRA regarding allegations that he engaged in an undisclosed outside business activity by managing a customer’s real estate properties for compensation. The arbitration award is unclear as to which incident Mr. Kasel tried to have expunged from his record.
According to BrokerCheck, John Kasel had been with US Bancorp Investments from September 2016 to February 2019. He also worked with KMS Financial from 2005 to December 2014, and worked in Seattle, Washington.
Israels & Neuman is an investment fraud and securities arbitration law firm with offices in Seattle, Denver, Phoenix, and Ann Arbor, Michigan. We have recovered millions of dollars for investors in the past and represent investors throughout the country, including in Washington. Attorney David Neuman oversees our main office located in Seattle, Washington.
View BrokerCheck Report HERE.