Investigation of Advisor JOHN ORLANDO and Private Placement Sales

FORT LAUDERDALE, FLORIDA Have you lost money with financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida? We are looking into allegations made against John Anthony Orlando. Orlando has been the subject of six customer complaints, four of which were made within the last two years. The complaints allege losses in private placements sold by Orlando while he was with Westpark Capital and another prior firm.

John Orlando was with Westpark Capital from August 2016 to September 2019. He has also been with SW Financial from November 2019 to the present and with Newport Coast from March 2015 to August 2016. He has worked at branch offices in Fort Lauderdale, Florida.

Brokerage firms like Westpark Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Westpark Capital.

View J. Orlando BrokerCheck Report

If you lost money with John Orlando or Westpark Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.