UPDATE! JOHN ORLANDO of Westpark Capital Now Under Investigation

Israels & Neuman, PLC

John Orlando, Formerly with Westpark Capital and now with SW Financial, Under Investigation by FINRA

FORT LAUDERDALE, FL

The investment fraud and securities arbitration law firm of Israels & Neuman is continuing to look into allegations made against financial advisor John Orlando, formerly with Westpark Capital and now with SW Financial in Fort Lauderdale, Florida. Orlando has been the subject of six customer complaints, four of which were made within the last two years.

According to FINRA’s BrokerCheck, John Orlando is under investigation by FINRA relating to whether Orlando excessively traded or churned customer accounts, whether he made unsuitable investment recommendations, and whether he marked solicited transactions as unsolicited.

John Orlando was with Westpark Capital from August 2016 to September 2019. He has also been with SW Financial from November 2019 to the present and with Newport Coast from March 2015 to August 2016. He has worked at branch offices in Fort Lauderdale, Florida.

Westpark Capital and SW Financial have obligations to reasonably monitor the activities of their financial advisors. If the brokerage firm fails to do so, they could be responsible if they investor suffers financial losses.

Our investment fraud law firm represents investors all over the country. Attorney David Neuman is also licensed to practice law in Florida, and we have previously represented investors against Westpark Capital.

Click to view: Orlando, j BrokerCheck 3.29.22

If you lost money with John Orlando or Westpark Capital, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Topics

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

View More
Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 20+ Years of Experience
Fill out the contact form or call us at (616) 280-4303 to schedule your free confidential consultation.

Leave Us a Message