Warning! JOSEPH TODARO Terminated by SW Financial

Israels & Neuman, PLC

MELVILLE, NEW YORK Have you lost money with financial advisor Joseph Todaro, formerly with SW Financial in Melville, New York? Todaro was recently discharged from SW Financial regarding allegations that he used non-approved methods of communication after written reprimands from the firm. Todaro has also been the subject of five customer complaints, some of which allege excessive trading or churning.

Joseph Todaro was with SW Financial (formerly Salomon Whitney) from August 2020 to December 2021. Todaro was also with Worden Capital from March 2018 to August 2020. He has worked at branch offices in Melville, New York.

Brokerage firms like SW Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view: Todaro, Joseph BrokerCheck 1.1.22

If you lost money with Joseph Todaro or SW Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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