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COMPLAINTS Against JUSTIN DEITER of Spartan Capital Securities
Justin Deiter, with Spartan Capital Securities, Subject of Five Customer Complaints
MELVILLE, NY
Have you invested and lost money with Justin Deiter, a financial advisor who previously worked with Aegis Capital Corp. and Allied Millennial Partners? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by former clients of Justin Deiter. He has been the subject of five customer complaints, all of which have been filed within the last five years. Most of the complaints allege unsuitable investment recommendations made by Deiter.
Justin Deiter has been licensed as a securities broker since 2007. He has been affiliated with a number of firms in the past, including Aegis Capital Corp. and Allied Millennial Partners. Deiter has also been affiliated with Spartan Capital Securities from January 2020 to the present. He has worked in offices in Garden City and Melville, New York
Securities brokerage firms have numerous obligations when it comes to investment recommendations, but the primary rules that firms must follow are FINRA Rule 2111 (regarding suitability) and FINRA Rule 3110 (regarding supervision). If brokerage firms like Spartan Capital Securities, Aegis Capital Corp., or Allied Millennial Partners fail to follow these rules, they could be liable for investor losses.
Our investment fraud law firm represents investors throughout the country. We have recovered millions of dollars for investors in the past against many brokerage firms, including against Aegis Capital Corp.
View BrokerCheck: Deiter, Justin BrokerCheck 3.29.22