COMPLAINTS Against KEVIN HOUSER of LPL for REITs and BDCs

Israels & Neuman, PLC

Kevin Houser, Formerly with LPL Financial, Subject of Customer Complaints Involving Franklin Square, Cole Credit Property and CIM Real Estate

ALLENTOWN, PENNSYLVANIA

Our law firm is looking into allegations made by former customers of Kevin Houser in Allentown, Pennsylvania. Kevin D. Houser, who previously worked with LPL Financial and is now with Ameriprise, has five customer complaints made against him, according to FINRA’s BrokerCheck. The most recent complaint, made in February 2022, alleges that he sold unsuitable investments in Franklin Square products, Cole Credit Property IV, and CIM Real Estate Finance Trust. Other customers have made prior complaints against Houser involving real estate investments like REITs (real estate investment trusts) and business development companies (BDCs).

Kevin Houser has been an advisor with Ameriprise from September 2016 to the present, but he was also previously with LPL Financial from June 2008 to September 2016. While Houser worked at branch offices in Allentown and Center Valley, Pennsylvania, he also worked as a tax preparer.

LPL Financial and Ameriprise must follow FINRA rules, including FINRA Rule 2111 regarding suitability. If investment recommendations are not suitable for the investor, then the advisor and/or his firm could be responsible for investment losses.

Our firm has represented numerous investors against LPL Financial and Ameriprise. We have also represented investors throughout Pennsylvania.

Click to view: Houser, Kevin BrokerCheck 2.28.22

If you lost money with Kevin Houser, LPL Financial, or Ameriprise, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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