Advisor LEE TAYLOR of Purshe Kaplan Sterling BARRED

Israels & Neuman, PLC
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SKIPPACK, PENNSYLVANIA Have you lost money with financial advisor Lee B. Taylor, formerly with Purshe Kaplan Sterling in Skippack, Pennsylvania? We are looking into allegations made against Lee Taylor. Taylor was barred from the securities industry after he failed to respond to a FINRA investigation. Lee Taylor was being investigated after he allegedly was involved in private securities transactions. In particular, Taylor was alleged to have traded accounts outside of Purshe Kaplan Sterling without disclosing such to his former firm.

Lee Taylor was with Purshe Kaplan Sterling from 2011 to September 2021. He has worked at branch offices in Skippack, Pennsylvania.

Brokerage firms have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Purshe Kaplan Sterling.

Click here to view Lee Taylor BrokerCheck Report

If you lost money with Lee Taylor or Purshe Kaplan Sterling, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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