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Allegations Against LUISA GONZALEZ Regarding Investment Losses
Israels & Neuman, PLC Investigates Luisa Gonzalez, Formerly of Suntrust Investment Services
KISSIMMEE, FLORIDA – Have you lost money with financial advisor Luisa Gonzalez, formerly of Suntrust Investment Services and PNC Investments in Kissimmee, Florida? We are looking into allegations made against Luisa Gonzalez, who has been the subject of a customer complaint, which was filed in 2021. The customer alleged that Gonzalez made an unsuitable investment recommendation which caused losses of over $100,000.00.
Luisa Gonzalez was a registered representative of Suntrust Investment Services from 2012 to March 2017. Gonzalez was also with PNC Investments from March 2017 to March 2019 and with The Leaders Group from September 2020 to the present. She has worked at branch offices in Kissimmee, Florida.
Brokerage firms like Suntrust Investment Services and PNC Investments have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Suntrust Investment Services.
Click to view BrokerCheck: Gonzalez, Luisa BrokerCheck 6.15.21