Mark Seruya of Morgan Stanley is Barred from the Securities Industry

Israels & Neuman, PLC
Investment losses with Mark Seruya in Red Bank, NJ

RED BANK, NEW JERSEY

Did you invest with financial advisor Mark Seruya in Red Bank, New Jersey? The securities arbitration law firm of Israels & Neuman PLC is reviewing allegations made by FINRA against this advisor, who was a representative of Morgan Stanley from 2008 to August 2024.  He was kicked out of the securities industry by FINRA because he failed to cooperate with a FINRA investigation.

In August 2024, Mr. Seruya was permitted to resign by Morgan Stanley regarding allegations that he engaged in an undisclosed outside investments, also known as “selling away”. He also used a non-approved messaging platform to communicate with clients, which led to FINRA’s investigation.

Mark Seruya was registered with Morgan Stanley from 2008 to August 2024 and worked in Red Bank, New Jersey.  He has also been the subject of two customer complaints in the 1990s.

Israels & Neuman, PLC represents investors throughout the country in cases involving financial advisors, securities brokerage firms, and investment advisory firms. 

FINRA’s AWC Regarding Mark Seruya can be found HERE

Mark Seruya’s BrokerCheck Report can be found HERE

If you lost money with Mark Seruya, or Morgan Stanley, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

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