Warning! NIKOLAY ZOTENKO of Morgan Stanley is SUSPENDED

Israels & Neuman, PLC

Former Morgan Stanley Rep, Nikolay Zotenko, Suspended For One Year

BEVERLY HILLS, CA

Are you a former client of financial advisor Nikolay Zotenko from Morgan Stanley? Our securities arbitration law firm reviewing allegations made against a former representative of Morgan Stanley who was based in Beverly Hills, California. FINRA had investigated Nikolay Zotenko.

FINRA’s AWC against Nikolay Zotenko alleged that Zotenko sent communications to over 1,150 potential investors about a private placement opportunity. The communications allegedly violated FINRA’s communication standards by containing misleading and unwarranted statements. To settle these allegations, Zotenko agreed to a one-year suspension with FINRA and a $10,000 fine.

Nikolay Zotenko was a representative with Morgan Stanley from August 2015 to April 2021, when he was terminated by Morgan Stanley. Zotenko worked at an office in Beverly Hills, California. Zotenko is now affiliated with UrDoc.

Morgan Stanley and its representatives must follow FINRA rules. They have obligations to follow FINRA’s communication rules, including FINRA Rule 2210. If Morgan Stanley or its representatives fail to follow 2210, they can be liable for investor losses stemming from any violative communications.

Our investment fraud law firm represents investors all over the country, including investors in southern California. We have represented over 1,000 investors in the past, including investors against Morgan Stanley.

Click to view BrokerCheck Report: Zotenko, n BrokerCheck 5.16.22

Click to view FINRA AWC: Zotenko, n FINRA AWC

If you lost money with Nikolay Zotenko or Morgan Stanley, please Contact Us at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

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