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25
Aug

RICHARD MATHEIS of Union Capital is BARRED

Losses with Reuben Brown of Edward Jones in Southlake, TX
Richard Matheis, Formerly with Union Capital Company, Barred from Securities Industry OVERLAND PARK, KANSAS Have you invested with stockbroker Richard Matheis in Overland Park, Kansas? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Richard Matheis.  FINRA’s Disciplinary Database disclosed that he was barred from the securities …
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10
Aug

VINCENT PUCCIARELLI of Investment Center is BARRED

Losses with Vincent Pucciarelli of Investment Center in Woodbridge, NJ
Vincent Pucciarelli, formerly with Investment Center, Barred by FINRA WOODBRIDGE, NEW JERSEY Are you a former client of financial advisor Vincent Pucciarelli?  We are reviewing claims made against Vincent Pucciarelli Jr. from Woodbridge, New Jersey.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry when he did not respond to a FINRA …
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9
Aug

LICKHAI KHAI QUACH of TransAmerica is BARRED

Losses with Nicholas Stovall of Gradient Securities in Arden Hills, MN
 Lickhai Quach, Formerly with TransAmerica Financial Advisors, Barred from Securities Industry ROCKVILLE, MARYLAND  Have you invested with stockbroker Lickhai Khai Quach in Rockville, Maryland? Israels & Neuman is reviewing claims made against Lickhai Khai Quach.  As of August 2023, FINRA’s Disciplinary Database shows that Quach was barred from the securities industry by FINRA. Khai Quach …
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7
Aug

CHRISTOPHER HARRINGTON of Laidlaw and Company is SUSPENDED

Losses with Christopher Harrington of Laidlaw and Company in New York, NY
Christopher Harrington, Formerly with Laidlaw & Company, Suspended NEW YORK, NY  Are you a former client of financial advisor Christopher Harrington, who had been a representative of Laidlaw & Company in New York, New York?  Our investment fraud law firm is looking into allegations made against Christopher Harrington. FINRA’s BrokerCheck shows that Christopher Harrington was …
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4
Aug

INVESTIGATION of Archibald McMichael of Lifemark Securities

Losses with Archibald McMichael of Lifemark Securities in Wayne, PA
Israels & Neuman, PLC Investigates Archibald McMichael aka Bill McMichael, Formerly with Lifemark Securities WAYNE, PENNSYLVANIA  Have you lost money with financial advisor Archibald McMichael, also known as Bill McMichael, formerly with Lifemark Securities in Wayne, Pennsylvania?  We are looking into allegations made against Bill McMichael. He has been the subject of a recent customer …
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3
Aug

COMPLAINT Against Dalmore Group for Cybersecurity Failures

Losses with Patty Dawson of Stifel Nicolaus in Ann Arbor, MI
Customer Makes Complaint to Dalmore Group Over Lack of Cybersecurity WOODMERE, NEW YORK Are you a customer of the Dalmore Group, a brokerage firm based in Woodmere, New York?  FINRA’s BrokerCheck reveals that a customer is making a complaint to Dalmore Group regarding issues with cybersecurity. In particular, the customer alleges that Dalmore Group failed …
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