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18
Jul

MURAT MARC KARTAL of Spartan SUSPENDED for Excessive Trading

Losses with Pierre Hilario of SW Financial in Melville, NY
Murat Kartal (Marc Kartal), Formerly of Spartan Capital, Suspended by FINRA NEW YORK, NY Have you invested money with financial advisor Murat Kartal, formerly with Spartan Capital Securities in New York, New York?  The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing claims made by FINRA against Murat “Marc” Kartal.  …
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13
Jul

TIMOTHY CLAYPOOL of Northwestern Mutual is SUSPENDED

Losses with Michael Young of Classic Asset Management in Fargo, ND
Northwestern Mutual Advisor Timothy Claypool Suspended by FINRA AMARILLO, TEXAS Financial advisor, Timothy Claypool has been indefinitely suspended by FINRA, as of June 2023.  He previously worked with Northwestern Mutual, and failed to respond to a FINRA investigation, which led to the suspension by FINRA. In October 2021, Claypool was permitted to resign by Northwestern …
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13
Jul

Complaints Against CHUCK ROBERTS of Stifel Nicolaus, New York, NY

Losses with Jeffrey Furniss of Lincoln Financial in Annapolis, MD
Chuck Roberts of Stifel Nicolaus & Company Subject of Multiple Complaints of Sales of Structured Notes NEW YORK, NY Are you a client of investment advisor, Chuck Roberts, with Stifel Nicolaus & Company in New York, New York?  Several customers have filed complaints against the brokerage firm, alleging that Chuck Roberts made unsuitable recommendations to …
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11
Jul

EBONY PARKS of LPL Financial is SUSPENDED

Losses with Doron Kochavi of Western International Securities in Pasadena, CA
Ebony Parks, Formerly with LPL Financial, Suspended Indefinitely by FINRA DAVENPORT, IA Have you suffered investment losses because of recommendations made by advisor Ebony Parks? Our securities arbitration law firm is looking into allegations made against former LPL Financial and Wells Fargo financial advisor Ebony Parks, from Davenport, Iowa.  She was indefinitely suspended by FINRA …
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11
Jul

JOHN HEBNER of Moloney Securities Subject of COMPLAINTS

Losses with John Hebner of Moloney Securities in Hayden, OH
John Hebner, with Moloney Securities, Subject of Several Complaints HAYDEN, IDAHO Are you a former client of advisor John Hebner, with Moloney Securities in Hayden, Idaho?  FINRA’s BrokerCheck shows that Moloney Securities has been sued by four customers within the last year regarding Mr. Hebner’s conduct. Four customer complaints have been made against Moloney Securities …
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10
Jul

JASON WALSH of Network 1 Financial Subject of COMPLAINTS

Losses with Archibald McMichael of Lifemark Securities in Wayne, PA
Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints HAUPPAUGE, NEW YORK Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York?  A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh.  The complaint alleges …
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