Michael Greenfield, Formerly with Newbridge Securities, Subject of Customer Complaints BOCA RATON, FLORIDA Have you invested with stockbroker Michael Greenfield from Boca Raton, Florida? Our firm is looking into two complaints made by investors who filed claims against his former brokerage firm, Newbridge Securities. One pending case, which was filed in September 2022, claims negligence…
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Kirk Crossen, Formerly with Morgan Stanley, Subject of Large Customer Complaint INDIANAPOLIS, INDIANA Are you a former customer of Kirk Crossen, formerly with Morgan Stanley, in Indianapolis, Indiana? FINRA’s BrokerCheck shows that he was fired by Raymond James in November 2023. It was alleged that Crossen “lacked candor during inquiry into [a] loan from [Crossen’s]…
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Steven Schroeder Fired by Principal Securities HUDSON, WISCONSIN Are you a former customer of Steven Schroeder, formerly with Principal Securities, in Hudson, Wisconsin? FINRA recently reported that Steven Schroeder was fired by Principal Securities in October 2023. He had been licensed with the brokerage firm between 1993 and October 2023. Steven W. Schroeder’s BrokerCheck report…
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FALLS CHURCH, VIRGINIA Have you invested with financial advisor Chun Elmejjad from Falls Church, Virginia? Our law firm is looking into allegations made against this advisor, who was fired by Equitable Advisors (previously known as AXA Advisors) in November 2023, according to FINRA’s BrokerCheck. Chun Suk Elmejjad had held a securities license with the brokerage…
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Robert Lorente, Formerly with Great Point Capital, Subject of Complaint LIVONIA, MICHIGAN Have you invested with Robert Lorente from Livonia, Michigan? The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital. Lorente was a registered representative of…
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John Petrone Formerly with Farmers Financial Solutions Barred WILLOWICK, OHIO Did you invest with advisor and insurance agent John Petrone in Willowick, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against John Petrone, formerly with Farmers Financial Solutions and Farmers Insurance. After he failed to respond to…
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Eric Kubiak Barred from Securities Industry CHEEKTOWAGA, NEW YORK Did you invest in crypto with advisor Eric Kubiak in Cheektowaga, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kubiak, who previously worked with Ameriprise Financial Services. According to FINRA’s Disciplinary Database, he was barred from…
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Edward Jones Advisor Alexandria Bovee Barred by FINRA SUMTER, SOUTH CAROLINA Did you invest with Alexandria Bovee in Sumter, South Carolina? Alexandria Bovee, also known as Alexandria Montgomery and Alexandria Porter, was recently barred by FINRA. She previously worked with Edward Jones and failed to respond to a FINRA investigation regarding WeedGenics. FINRA initiated its…
Continue reading ›Advisor Joe Gainer Barred by FINRA MARIANNA, FLORIDA Are you a former client of Joe David Gainer in Marianna, Florida? He previously worked with Wells Fargo and has failed to respond to a FINRA investigation. FINRA started looking into Gainer, who allegedly failed to disclose a position of trust in relation to receiving a $3…
Continue reading ›James Monken with Morgan Stanley, Subject of Customer Complaints CLAYTON, MISSOURI Have you invested with stockbroker James Monken from Clayton, Missouri? We are looking into two complaints made by former customers who filed claims against Mr. Monken’s brokerage firm. Morgan Stanley has faced two customer complaints, filed in July and September 2023, alleging that Monken…
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