Israels & Neuman, PLC | Blog | Securities & Investment Fraud Law Firm

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9

Jul

COMPLAINT Against JOSEPH HURLEY of Cambridge Investment

Losses with Pierre Hilario of SW Financial in Melville, NY

Joseph Hurley, with Cambridge Investment Research, Subject of Customer Complaint BATTLE GROUND, WASHINGTON Have you invested with Joseph Hurley from Battle Ground, Washington? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made by a customer who filed a claim against Joseph Hurley’s brokerage firm, Cambridge Investment Research. In …
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7

Jul

RONALD SAGASSER of Western and Southern Life Insurance is BARRED

Losses with Ronald Sagasser of W&S Brokerage in Miamisburg, OH

Ronald Sagasser, Formerly with Western and Southern Life Insurance, Barred from Securities Industry MIAMISBURG, OHIO Have you invested with advisor Ronald Sagasser in Miamisburg, Ohio? Our investment fraud law firm is looking into claims made against Ronald Sagasser. He was recently barred by FINRA from the securities industry because he failed to respond to a …
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7

Jul

HELEN CALDWELL of Citigroup Global Markets is BARRED

Losses with John Christoforidis of Spartan Capital in Garden City, NY

Helen Caldwell, Formerly with Citigroup Global Markets, Barred from Securities Industry CHICAGO, ILLINOIS Did you invest with stockbroker Helen Caldwell in Chicago, Illinois? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Helen Caldwell. FINRA’s Disciplinary Database shows that earlier this month, she was barred from the securities …
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7

Jul

COMPLAINTS Against Keith D’Agostino of Aegis Capital

Losses with Keith D'Agostino of Aegis Capital in Melville, NY

Keith D’Agostino, with the Aegis Capital Corp., Subject of Six Complaints MELVILLE, NEW YORK Have you lost money with financial advisor Keith D’Agostino of Melville, New York? Keith D’Agostino has been affiliated with Aegis Capital Corp. since October 2014 and worked in a Melville, New York office. In June 2023, Keith D’Agostino was the subject …
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6

Jul

JASON COOK of Berthel Fisher Subject of COMPLAINTS

Losses with Roy Kevin Williams of Stifel Nicolaus in Indianapolis, IN

Jason Cook, with Berthel Fisher & Company, Subject of Three Complaints GRAHAM, NORTH CAROLINA Our securities arbitration law firm is looking into allegations made by customers of financial advisor Jason Cook, with Berthel Fisher & Company. Jason Cook, who worked in an office in Graham, North Carolina, has been the subject of three customer complaints, …
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6

Jul

PETER MALLER of Lincoln Financial Subject of COMPLAINTS

Losses with David Wong of Integrity Brokerage in Seattle, WA

Peter Maller, with Lincoln Financial Advisors, Subject of Two Pending Complaints HUNT VALLEY, MARYLAND Did you lose money with financial advisor Peter Maller, with Lincoln Financial Advisors in Hunt Valley, Maryland? Peter Maller is the subject of two pending customer complaints, all of which have been made since February 2023. The complaints were filed on …
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1

Jul

DOUGLAS SOLINSKY of Newbridge Securities is SUSPENDED

Losses with James Williams of Newbridge Securities in Boca Raton, FL

Douglas Solinsky, Formerly with Newbridge Securities Corp., Suspended by FINRA NEW YORK, NY Did you invest with Douglas Solinsky from New York, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA, against Douglas B. Solinsky, who formerly was a representative of Newbridge Securities Corp. He …
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29

Jun

MICHAEL ANDINOVICH of Ameriprise is SUSPENDED

Losses with Justin Maher of Northwestern Mutual in New Haven, CT

Michael Adinovich, Formerly of Ameriprise Financial Services, Suspended by FINRA GRAND RAPIDS, MICHIGAN Are you a former client of stockbroker Michael Adinovich, formerly with Ameriprise Financial Services in Grand Rapids, Michigan? The FINRA Arbitration law firm of Israels & Neuman is looking into allegations regarding Michael Adinovich. FINRA suspended him indefinitely because he failed to …
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28

Jun

ROBERT STARNES of SA Stone Wealth Management is FIRED

Losses with Christopher Harrington of Laidlaw and Company in New York, NY

Robert Starnes Fired with SA Stone Wealth Management WAUWATOSA, WISCONSIN Are you a former client of financial advisor Robert Starnes formerly with SA Stone Wealth Management in Wauwatosa, Wisconsin? Starnes registration with SA Stone Wealth Management was terminated in May 2023. He was fired after an executor of an estate complained that he accepted funds …
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28

Jun

DANIEL LAULETTA of MML Investors is BARRED

Losses with Daniel Lauletta of MML Investors in Cleveland, OH

Daniel Lauletta, formerly with MML Investors Services, Barred by Arkansas CLEVELAND, OHIO Did you invest with financial advisor, Daniel Lauletta of Cleveland, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by the Arkansas Securities Department, against Daniel Lauletta. Arkansas revoked his securities license regarding allegations that he …
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COMPLAINT Against JOSEPH HURLEY of Cambridge Investment

SEARCH OUR BLOGS

9

COMPLAINT Against JOSEPH HURLEY of Cambridge Investment

7

RONALD SAGASSER of Western and Southern Life Insurance is BARRED

7

HELEN CALDWELL of Citigroup Global Markets is BARRED

7

COMPLAINTS Against Keith D’Agostino of Aegis Capital

6

JASON COOK of Berthel Fisher Subject of COMPLAINTS

6

PETER MALLER of Lincoln Financial Subject of COMPLAINTS

1

DOUGLAS SOLINSKY of Newbridge Securities is SUSPENDED

29

MICHAEL ANDINOVICH of Ameriprise is SUSPENDED

28

ROBERT STARNES of SA Stone Wealth Management is FIRED

28

DANIEL LAULETTA of MML Investors is BARRED