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Kevin Kelly, with Avantax Investment Services, Subject of Customer Complaints ATLANTA, GEORGIA Have you invested with stockbroker Kevin Lawrence Kelly from Atlanta, Georgia? We are looking into two complaints made by former customers who filed claims against his brokerage firm, Avantax Investment Services. Since August 2023, Avantax Investment Services has faced two customer complaints, both…

Centaurus Financial advisor Michael Hamilton Under SEC Investigation BOCA RATON, FLORIDA Are you a current or former customer of advisor Michael Hamilton also known as Michael Young Hamilton, with Centaurus Financial in Fort Myers, Florida? He has been with Centaurus Financial since October 2015 and is under investigation by the Securities and Exchange Commission (SEC)…

Robert Marquez Barred from Securities Industry SMITHTOWN, NEW YORK Did you invest with financial advisor Robert Marquez of Investment Network in Smithtown, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Robert Marquez also known as Bob Marquez. FINRA’s Disciplinary Database discloses in November 2023, that…

James Williams with Newbridge Securities Subject of Six Complaints BOCA RATON, FLORIDA Did you invest with financial advisor James Williams from Boca Raton, Florida? Our investment fraud law firm is reviewing allegations made by his clients. He has been licensed with Newbridge Securities since 2010. James Earl Williams is the subject of 6 customer complaints,…

Debbie Cavanaugh with Centaurus Financial Investigated by SEC KALISPELL, MONTANA Did you lose money with financial advisor Debbie Cavanaugh with Centaurus Financial in Kalispell, Montana? She is also known as Debbie Lee McKenna Cavanaugh and was recently the subject of an investigation by the SEC for potentially violating Regulation Best Interest. The Securities and Exchange…

Next Financial Group Advisor Farid Farhoumand Subject of Recent Complaint FORT WAYNE, INDIANA Are you a current or former client of financial advisor Farid Farhoumand from Fort Wayne, Indiana? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers of Farid Farhoumand, who has worked with Next…

Philip Riposo Fired By United Planners Financial Services NEW BEDFORD, MASSACHUSETTS and CAVE CREEK, ARIZONA Have you lost money with Philip Riposo, a financial advisor formerly with United Planners Financial Services in New Bedford, Massachusetts? Riposo was recently discharged by United Planners Financial Services, regarding allegations that he created fake statements from Zurich Kemper Investments…

Gary Costello Fired by Truist Investment Services PALM BEACH, FLORIDA Are you a present or former customer of Gary Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been…

Andrew Schell with D.A. Davidson Subject of 19 Complaints COLORADO SPRINGS, COLORADO Did you invest with Andrew Schell from Colorado Springs, Colorado? Our investment fraud law firm is reviewing allegations made by clients of Andrew Schell, formerly with D.A. Davidson. Mr. Schell had been a financial advisor of D.A. Davidson from January 2020 to March…

Scott Roslonowski with Ameriprise Financial Services Subject of Complaints INDIAN HARBOUR BEACH, FLORIDA Have you invested in REITs through Scott Roslonowski at Ameriprise Financial Services in Harbour Beach, Florida? He has been with Ameriprise Financial Services since October 2009. Scott Roslonowski has been the subject of two customer complaints during 2023 – one made in…