Chuck Roberts of Stifel Nicolaus & Company Subject of Multiple Complaints of Sales of Structured Notes NEW YORK, NY Are you a client of investment advisor, Chuck Roberts, with Stifel Nicolaus & Company in New York, New York? Several customers have filed complaints against the brokerage firm, alleging that Chuck Roberts made unsuitable recommendations to…
Continue reading ›Ebony Parks, Formerly with LPL Financial, Suspended Indefinitely by FINRA DAVENPORT, IA Have you suffered investment losses because of recommendations made by advisor Ebony Parks? Our securities arbitration law firm is looking into allegations made against former LPL Financial and Wells Fargo financial advisor Ebony Parks, from Davenport, Iowa. She was indefinitely suspended by FINRA…
Continue reading ›John Hebner, with Moloney Securities, Subject of Several Complaints HAYDEN, IDAHO Are you a former client of advisor John Hebner, with Moloney Securities in Hayden, Idaho? FINRA’s BrokerCheck shows that Moloney Securities has been sued by four customers within the last year regarding Mr. Hebner’s conduct. Four customer complaints have been made against Moloney Securities…
Continue reading ›Gregory Iglow, with Oppenheimer & Co., Subject of Complaints LOS ANGELES, CALIFORNIA Did you lose money with financial advisor Gregory Iglow with Oppenheimer & Co. in Los Angeles, California? Our law firm is looking into claims made by current or former clients Gregory Iglow, who has been a representative of Oppenheimer since June 2007. According…
Continue reading ›Jason Walsh, Formerly with Network 1 Financial Securities, Subject of Customer Complaints HAUPPAUGE, NEW YORK Have you lost money with financial advisor Jason Walsh, formerly with Network 1 Financial Securities in Hauppauge, New York? A customer recently filed a complaint against the brokerage firm in FINRA arbitration, making allegations against Jason Walsh. The complaint alleges…
Continue reading ›Shaun Grimaldi, with E1 Asset Management, Subject of Numerous Customer Complaints JERSEY CITY, NEW JERSEY Are you a current or former customer of financial advisor Shaun Grimaldi from Jersey City, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Shaun Grimaldi, who has worked with E1…
Continue reading ›Joseph Hurley, with Cambridge Investment Research, Subject of Customer Complaint BATTLE GROUND, WASHINGTON Have you invested with Joseph Hurley from Battle Ground, Washington? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made by a customer who filed a claim against Joseph Hurley’s brokerage firm, Cambridge Investment Research. In…
Continue reading ›Ronald Sagasser, Formerly with Western and Southern Life Insurance, Barred from Securities Industry MIAMISBURG, OHIO Have you invested with advisor Ronald Sagasser in Miamisburg, Ohio? Our investment fraud law firm is looking into claims made against Ronald Sagasser. He was recently barred by FINRA from the securities industry because he failed to respond to a…
Continue reading ›Helen Caldwell, Formerly with Citigroup Global Markets, Barred from Securities Industry CHICAGO, ILLINOIS Did you invest with stockbroker Helen Caldwell in Chicago, Illinois? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Helen Caldwell. FINRA’s Disciplinary Database shows that earlier this month, she was barred from the securities…
Continue reading ›Keith D’Agostino, with the Aegis Capital Corp., Subject of Six Complaints MELVILLE, NEW YORK Have you lost money with financial advisor Keith D’Agostino of Melville, New York? Keith D’Agostino has been affiliated with Aegis Capital Corp. since October 2014 and worked in a Melville, New York office. In June 2023, Keith D’Agostino was the subject…
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