Latest News

Joseph Cannon of Northwestern Mutual Barred by FINRA
Israels & Neuman, PLC

CHICAGO, ILLINOIS Are you a former client of financial advisor Joseph Cannon in Chicago, Illinois? The securities arbitration and investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against Joseph Cannon, who was previously affiliated with Northwestern Mutual.  He was barred from the securities industry after failing to respond to…

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Ryan Bennett of First Heartland Capital is Fired
Israels & Neuman, PLC

CAMARILLO, CALIFORNIA Have you invested with financial advisor Ryan Bennett from Camarillo, California? We are reviewing allegations made against Ryan Emerson Bennett.  In January 2023, he was fired by First Heartland Capital, according to FINRA’s BrokerCheck. BrokerCheck further discloses that he was terminated for several reasons, including that he knowingly engaged in an outside business…

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Julie Darrah Fired by Wealth Enhancement Advisory
Israels & Neuman, PLC

ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? We are reviewing allegations made against Julie Darrah, formerly known as Julie Banuelos.  According to AdvisorInfo, a website maintained by the Securities and Exchange Commission, she was fired by her firm while under an internal investigation. According to AdvisorInfo, she was “terminated…

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Triad Advisors Settles Regarding Failure to Supervise
Israels & Neuman, PLC

NORCROSS, GEORGIA We are currently investigating allegations made against Triad Advisors, a Norcross, Georgia-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Triad Advisors, making allegations that it failed to adequately supervise the exchange of Class A mutual fund shares and variable annuity exchanges. Because of the front-end load…

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RASHAWN RUSSELL of Deutsche Bank Indicted for CRYPTO FRAUD
Israels & Neuman, PLC

BROOKLYN, NEW YORK Did you invest in cryptocurrency with Rashawn Russell of Deutsche Bank?  Our securities arbitration firm is looking into allegations made against this advisor.  Earlier this week, he was indicted for fraud.  He is alleged to have solicited investors to give him money to invest in cryptocurrencies through an entity called R3 Crypto…

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Bradley Goodbred of LPL Financial is Barred
Israels & Neuman, PLC

ROSELLE, ILLINOIS Have you lost money with financial advisor Bradley A. Goodbred of Roselle, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, which barred him after he failed to respond to an investigation. FINRA was investigating this advisor after he was terminated by his former brokerage firm, LPL Financial. He…

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VALIC Financial Advisors Settles for $350,000
Israels & Neuman, PLC

The securities and investment fraud law firm of Israels & Neuman is currently investigating allegations made against VALIC Financial Advisors, a Houston, Texas-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against this firm, making allegations that it failed to adequately supervise issues related to variable annuities. FINRA alleged that…

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Dustin Shafer of Money Concepts is Barred by FINRA
Israels & Neuman, PLC

SPRINGFIELD, ILLINOIS Have you lost money with financial advisor Dustin Shafer? We are looking into allegations made about this advisor from Springfield, Illinois. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry after he failed to respond to its investigation. FINRA was investigating allegations that he borrowed money from a client. Dustin…

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Gary Costello of Truist Investment is Fired
Israels & Neuman, PLC

PALM BEACH, FLORIDA Are you a present or former customer of Gary S. Costello, formerly with Truist Investment Services, in Palm Beach, Florida and also formerly with Oppenheimer in Boca Raton? FINRA recently reported that Gary Costello was fired by Truist Investment Services in August 2023. Costello had been licensed with Truist Investment Services between…

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Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

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I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

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I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

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Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

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