SIMI VALLEY, CALIFORNIA Did you invest with financial advisor Steven McCormick in Simi Valley, California? Israels & Neuman is looking into claims made by FINRA against this advisor, who was affiliated of Woodbury Financial Services from March 2019 to January 2024 and with Osaic Wealth from January 2024 to October 2024. He was recently barred…
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New York, NY Have you lost money with financial advisor Michael Siek of New York, New York? This advisor was affiliated with Aegis Capital Corp. from December 2014 to April 2024 and worked in a New York City office. Michael Siek has been the subject of six customer complaints, two of which were made in…
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JOHNSTOWN, COLORADO Did you invest with Jeffrey Perryman in Johnstown, Colorado? Israels & Neuman is reviewing claims made against this advisor, who previously worked with NY Life from 1900 to April 2024. He was barred by FINRA after he failed to respond to a FINRA investigation. Jeffrey Perryman was being investigated by FINRA after he…
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GREENWICH, CONNECTICUT Did you lose money investing in Old Greenwich Capital Partners Fund or the Four Seasons Fund through Jeffrey Arsenault? Jeffrey D. Arsenault was the subject of a civil complaint from the Securities and Exchange Commission (SEC). The SEC alleged that Arsenault misappropriated millions of dollars from two funds that he operated: the Old…
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CLERMONT, FLORIDA Have you invested in REITs through D.H. Hill Securities? Our securities arbitration law firm is looking into claims made against this advisor, who has been with D.H. Hill Securities since 2009. Robert Dechick has been the subject of five customer complaints since 2020, including two complaints that were made since July 2023. The…
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WILLOW STREET, PENNSYLVANIA Did you invest with Santiago Torres, Jr., of Truist Investment Services in Willow Street, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is investigating claims made by FINRA (the Financial Industry Regulatory Authority) against this advisor. FINRA brought a complaint seeking to bar him from the securities industry.…
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PITTSFORD, NEW YORK Did you invest in GWG L bonds and other alternative investments with financial advisor Angelo Piccone, previously with IBN Financial Services in Pittsford, New York? The investment fraud and securities arbitration law firm of Israels & Neuman is currently examining claims filed by FINRA against this advisor. FINRA suspended him from the…
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NEW YORK, NY Are you a former client of financial advisor Carlton Fletcher in New York, New York? The investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against this advisor, who was a representative of Dinosaur Financial Group. He was booted from the securities brokerage industry when he failed…
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PENSACOLA, FLORIDA Did you invest in Activision bonds with financial advisor Drew Matthew Peacock? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who previously worked with Ameriprise Financial Services from October 2019 to April 2024 in Pensacola, Florida. Drew Matthew Peacock (also known as Matt…
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TUPELO, MISSISSIPPI The securities arbitration law firm of Israels & Neuman is currently investigating claims against financial advisor Trey Trapp from Tupelo, Mississippi. Wendell Holmes Trapp III, known as Trey Trapp, formerly associated with Edward Jones, has faced twelve customer complaints, all filed in 2024. The complaints include allegations that Trapp made misrepresentations to clients…
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