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21
Apr

BRENT FUCHS of Lincoln Financial Subject of COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY
Brent Fuchs, with Lincoln Financial Advisors, Subject of Customer Complaints PRESTON, MARYLAND     Have you invested with Brent Fuchs from Preston, Maryland?  We are looking into complaints made by several customers who filed claims against his brokerage firm, Lincoln Financial Advisors.  The brokerage firm was named in a group claim by seven customers, all alleging that …
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19
Apr

KWAME ADUSEI of Morgan Stanley is BARRED

Losses with Kwame Adusei of Morgan Stanley in Poughkeepsie, NY
Kwame Adusei, Formerly with Morgan Stanley, Barred POUGHKEEPSIE, NEW YORK     Did you invest with Kwame Adusei in Poughkeepsie, New York? Israels & Neuman is reviewing allegations with respect to Kwame Adusei, who previously was licensed with Morgan Stanley.  He was expelled from the securities brokerage industry in March 2024 by FINRA after he failed to …
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17
Apr

JOEL FREEDMAN of Morgan Stanley FIRED for Unauthorized Trading

Losses with Joel Freedman of Morgan Stanley in Conshohocken, PA
Morgan Stanley Fires Advisor Joel Freedman CONSHOHOCKEN, PENNSYLVANIA     Are you a former customer of financial advisor Joel Freedman from West Conshohocken, Pennsylvania? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Joel Freedman, who was fired by his brokerage firm, Morgan Stanley in March 2024. The firm fired …
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17
Apr

CHRISTOPHER BAUGH of Raymond James is FIRED

Losses with Christopher Baugh of Raymond James in Miramar, FL
Raymond James Fires Christopher Baugh for Outside Business Activities MIRAMAR, FLORIDA     Have you invested with advisor Christopher Baugh from Miramar, Florida? This advisor has been fired by his brokerage firm, Raymond James, in March 2024.  He was under internal investigation for allegations that Baugh engaged in conduct inconsistent with firm policies applicable to outside business …
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16
Apr

COMPAINTS Against MICHAEL YOUNG of Classic Asset Management

Losses with Michael Young of Classic Asset Management in Fargo, ND
Michael Young, with Classic Asset Management, Subject of Customer Complaint FARGO, NORTH DAKOTA     Have you lost money with financial advisor Michael Young of Fargo, North Dakota?  Our law firm is looking into claims made by a customer of Young, who provided investment advisory services through Classic Asset Management.  According to the complaint, he was negligent …
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13
Apr

CYNTHIA BEYERLEIN of Ameriprise is SUSPENDED by FINRA

Losses with Cynthia Beyerlein of Ameriprise Financial in Lancaster, PA
Former Ameriprise Financial Services Advisor Cynthia Beyerlein Suspended LANCASTER, PENNSYLVANIA     Have you invested with financial advisor Cynthia Beyerlein from Lancaster, Pennsylvania? She was suspended for eight months by FINRA.  FINRA began its investigation of Beyerlein after she was fired by her brokerage firm, Ameriprise Financial Services.  She was under internal investigation by Ameriprise Financial Services, …
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9
Apr

ROBERT GLEASON Jr. of Cantella and Co. SUSPENDED for Churning

Losses with Robert Gleason Jr. of Cantella & Co. in Owenboro, KY
Former Cantella & Co. advisor Robert Gleason Suspended OWENSBORO, KENTUCKY     Are you a former customer of stockbroker Robert Gleason Jr., formerly with Cantella & Co. in Owensboro, Kentucky?  Gleason, who was affiliated with Cantella & Co. from November 2016 to December 201, was under investigation by the Financial Industry Regulatory Authority (FINRA) for potentially violating …
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3
Apr

PAUL TRIMBER of Wells Fargo is BARRED

Losses with Paul Trimber of Wells Fargo in Alexandria, VA
Paul Trimber, Formerly with Wells Fargo, Barred ALEXANDRIA, VIRGINIA     Did you invest with Paul Trimber in Alexandria, Virginia? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against this advisor, who previously worked with Wells Fargo.  He was recently expelled from the securities brokerage industry by FINRA after he …
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2
Apr

JUAN SOSA Accused of Stealing $331,000 from Elderly Customer

Losses with Juan Sosa of SagePoint Financial in Studio City, CA
Juan Sosa Formerly with SagePoint Financial is Barred STUDIO CITY, CALIFORNIA     Are you a former client of Juan Sosa in Studio City, California? The securities and investment fraud law firm of Israels & Neuman is investigating claims made against Juan Sosa, formerly with SagePoint Financial and Independent Financial Group.  It has been alleged that Sosa …
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