Latest News

Daniel Beech, Formerly with Western International Securities, Subject of 13 Complaints PASADENA, CALIFORNIA Did you purchase GWG investments from financial advisor Daniel Beech from Pasadena, California? Our securities arbitration law firm is looking into allegations made against Daniel Beech, who was previously licensed with Western International Securities from May 2016 to March 2022. Daniel K.…

Blake Eskew, Formerly with Merrill Lynch, Barred from Securities Industry GERMANTOWN, TENNESSEE Are you a former client of financial advisor Blake Eskew of Merrill Lynch in Germantown, Tennessee? Our securities law firm is looking into claims made against Blake W Eskew. Eskew was recently barred by FINRA from the securities industry when he refused to…

Avi Bialo, with Arete Wealth Management, Subject of Several Complaints LOS ANGELES, CALIFORNIA Did you invest with stockbroker Avi Bialo from Los Angeles, California? Our investment fraud law firm is looking into claims made against Avi Bialo, who has been affiliated with Arete Wealth Management since June 2013. Avi Bialo’s BrokerCheck (a publicly available website…

Lei Shen, Formerly with Independent Financial Group, Subject of Three Customer Complaints ORANGE, CALIFORNIA Did you lose money investing with financial advisor Lei Shen in Orange, California? Our law firm is looking into claims made against Lei Shen, who worked with Independent Financial Group from January 2015 to January 2020. According to FINRA’s BrokerCheck, a…

Felipe Arrieta, Formerly with SW Financial, Subject of Customer Complaint MIAMI, FLORIDA Are you a former client of financial advisor Felipe Arrieta, who previously worked with SW Financial in Miami, Florida? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Felipe Arrieta during his affiliation with SW…

Brandon Hanna, with Creative Planning, Subject of Customer Complaints OVERLAND PARK, KANSAS Did you lose money with investment advisor Brandon Hanna, with Creative Planning in Overland Park, Kansas? The securities and investment fraud law firm of Israels & Neuman is investigating Brandon Hanna, who has been the subject of two customer complaints since 2020, including…

Long Island Financial Group Fined for Violating Regulation Best Interest ROSLYN, NEW YORK Are you a current or former client of Long Island Financial Group based in Rosyln, New York? FINRA brought a regulatory action against Long Island Financial Group, which resulted in a Letter of Acceptance, Waiver, and Consent (AWC) in February 2023. The…

Jeffrey Bishop Discharged by Principal Securities CREST HILL, ILLINOIS Are you a former client of financial advisor Jeffrey Bishop in Crest Hill, Illinois? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Jeffrey Bishop, who previously worked for Principal Securities. Jeffrey Bishop was terminated by Principal Securities in…

SEC Fines Centaurus Financial Over Sales of Unsuitable Variable Interest Rate Structured Products (VRSP) LEXINGTON, SOUTH CAROLINA Were you sold variable interest rate structured products (VRSP) by Centaurus Financial? The Securities and Exchange Commission recently brought a claim against Centaurus Financial regarding sales of variable interest rate structured products. The SEC alleged that between June…

Archie Blood, Formerly with Cambridge Investment Research, Suspended GRAND RAPIDS, MICHIGAN Have you invested with Archie Blood from Holland, Michigan? Our securities arbitration law firm is reviewing claims made by FINRA, against Archie A. Blood. Blood was under a FINRA investigation subsequent to his “voluntary resignation” with his former brokerage firm, Cambridge Investment Research. Cambridge…