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Desiderio Torrez, Formerly with PFS Investments SAN DIEGO, CALIFORNIA Israels & Neuman is reviewing allegations made against financial advisor Desiderio Torrez, formerly with PFS Investments (Primerica Financial) in San Diego, California. Our securities arbitration law firm is looking into a regulatory action that was initiated by FINRA against Desiderio Torrez. Mr. Torrez was barred by…

John Matson, Formerly with LPL Financial, Barred from Securities Industry Manhattan Beach, California Have you lost money with advisor John Matson in Manhattan Beach, California? Israels & Neuman is looking into claims made against John N. Matson, who previously worked for LPL Financial. A review of FINRA’s Disciplinary Database shows that Matson was expelled from…

Chingyuan Chang, Formerly with Morgan Stanley, Barred by FINRA CUPERTINO, CALIFORNIA Did you lose money with financial advisor Chingyuan Chang, formerly with Morgan Stanley in Cupertino, California? Chingyuan “Gary” Chang was barred by FINRA from the securities industry in December 2022 when he failed to respond to a FINRA investigation. Gary Chang had been with…

OFG Financial Services Fined by FINRA TOPEKA, KANSAS The Financial Industry Regulatory Authority (FINRA) recently fined one of its members and securities brokerage firms, OFG Financial Services. OFG Financial Services is based out of Topeka, Kansas. According to FINRA’s AWC with OFG Financial Services, FINRA began its investigation after OFG Financial reported that one of…

Caz Craffy, Formerly with Monmouth Capital Management, Barred from Securities Industry POINT PLEASANT BEACH, NEW JERSEY Are you a former client of financial advisor Caz Craffy in Point Pleasant Beach, New Jersey? Our securities law firm is looking into claims made against Caz L. Craffy. According to FINRA’s Disciplinary Database, Craffy was recently barred from…

Mirsad Muharemovic, Formerly with Arive Capital Markets, Suspended CORAM, NEW YORK Have you lost money while investing with financial advisor Mirsad Muharemovic, who previously worked with Arive Capital Markets in Coram, New York? Our securities arbitration law firm is looking into claims made against Mirsad Muharemovic. FINRA has been investigating whether Muharemovic had been excessively…

Fernando Silva, Formerly with Morgan Stanley, Barred by FINRA TUCSON, ARIZONA Did you lose money with financial advisor Fernando Silva, formerly with Morgan Stanley in Tucson, Arizona? In December 2022, Fernando Silva was barred by FINRA from the securities brokerage industry after he failed to respond to a FINRA investigation. It was alleged by FINRA…

Eric Garcia, with Infinex Investments, Subject of Complaint Involving Offshore Annuities CORAL GABLES, FLORIDA Are you a current or former customer of advisor Eric Garcia, with Infinex Investments in Coral Gables, Florida? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made against Eric Jose Garcia. Infinex Investments and…

Jeffrey Morris, with Moloney Securities, Subject of Two Complaints Involving Corporate Debt ESTES PARK, COLORADO Have you lost money with financial advisor Jeffrey Morris, with Moloney Securities in Estes Park, Colorado? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Jeffrey Morris, who has been the subject of…

Jeffrey Kennedy, Formerly with Center Street Securities, Subject of Several Complaints QUINCY, ILLINOIS Have you lost money while investing with stockbroker Jeffrey Kennedy from Quincy, Illinois? The securities and investment fraud law firm of Israels & Neuman is looking into customer claims made against Jeffrey Kennedy, who has been affiliated with Center Street Securities since…