Joseph Stone Capital Censured for Excessive Trading or Churning Accounts MINEOLA, NEW YORK Did you lose money investing with financial advisors from Joseph Stone Capital LLC, a Mineola, New York based brokerage firm? Our firm is reviewing allegations made by FINRA against Joseph Stone Capital. According to FINRA’s investigation, Joseph Stone Capital adequately failed to…
Continue reading ›Doug McKelvey, Formerly with Morgan Stanley, Barred by FINRA SOUTHLAKE, TEXAS Are you a former customer of Doug McKelvey, formerly with Morgan Stanley in Southlake, Texas? Our investment fraud firm is reviewing allegations made by FINRA against Doug McKelvey. In August 2022, Doug McKelvey was barred by FINRA from the securities brokerage industry after he…
Continue reading ›Tony Bell, Formerly with SCF Securities, Suspended by FINRA SACRAMENTO, CALIFORNIA Are you a former client of Tony Bell, formerly with SCF Securities in Sacramento, California? Israels & Neuman is reviewing claims made by FINRA against Tony E. Bell. Bell was indefinitely suspended by FINRA in July 2022 because he did not respond to a…
Continue reading ›Bryon Martinsen, with Centaurus Financial, Suspended 15 Months KINGS PARK, NEW YORK Have you invested with financial advisor Bryon Martinsen, formerly with Centaurus Financial, in Kings Park, New York? Our law firm is reviewing claims made by FINRA, the Financial Industry Regulatory Authority, against Bryon Martinsen. In August 2022, FINRA suspended Martinsen from the securities…
Continue reading ›Suihock Goy of NI Advisors and GWG L Bonds Investment Losses MILPITAS, CALIFORNIA Did you invest in GWG L Bonds with financial advisor Suihock Goy from Milpitas, California? The securities and investment fraud law firm of Israels & Neuman is looking into Suihock Goy, who has worked with NI Advisors since 2005. According to FINRA’s…
Continue reading ›James Dunn, Formerly with Ameriprise Financial Services, Barred from Securities Industry VIENNA, VIRGINIA Have you lost money with financial advisor James Dunn in Vienna, Virginia? Our securities arbitration law firm is continuing to look into claims made against James William Dunn. Dunn was recently barred from the securities industry by FINRA after he failed to…
Continue reading ›Bradley Kavanagh, Formerly with Park Avenue Securities, Barred from Securities Industry BATON ROUGE, LOUISIANA Did you suffer financial losses due to recommendations of Bradley Kavanagh, formerly with Park Avenue Securities in Baton Rouge, Louisiana? In August 2022, Bradley Kavanagh was barred from the securities industry in after he failed to respond to a FINRA (Financial…
Continue reading ›Former Kestra Advisor David Lentz Subject of Recent Complaint KERNERSVILLE, NORTH CAROLINA Are you a current or former client of financial advisor David Lentz of Kestra Investment from Kernersville, North Carolina? Our law firm is reviewing claims made against by former customers of David Lentz. There have been at least one customer complaint filed against…
Continue reading ›Aegis Capital Corp. Fired Sean Sullivan MELVILLE, NY Have you lost money investing with advisor Sean Sullivan, formerly with Aegis Capital Corp.? Sean T. Sullivan was fired by Aegis Capital Corp. in July 2022, according to FINRA’s (Financial Industry Regulatory Authority) BrokerCheck. The reason for terminating Sullivan’s affiliation with Aegis Capital Corp. was for “multiple…
Continue reading ›Joseph Michael Todd Fired by Centaurus Financial CRYSTAL RIVER, FLORIDA Are you a former customer of Joseph Michael Todd also known as Michael Todd, formerly with Centaurus Financial, in Crystal River, Florida? FINRA’s BrokerCheck shows that Joseph Michael Todd was fired by Centaurus Financial in July 2022. Todd had been licensed with Centaurus Financial since…
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