Anthony Pitta, with Capital Investment Group, Subject of Two Complaints MELVILLE, NEW YORK Did you invest with financial advisor Anthony Pitta from Melville, New York? Our securities arbitration law firm is looking into allegations made against Anthony Pitta, who has been licensed with Capital Investment Group since 2010. According to FINRA’s BrokerCheck, Pitta has been…
Continue reading ›Annetta Box, Formerly with Cambridge Investment Research, Barred by FINRA DALLAS, TEXAS Have you invested with Annetta Box, formerly with Cambridge Investment Research in Dallas, Texas? Our firm is looking into claims made by FINRA against Annetta Marie Box, who was barred by FINRA from the securities brokerage industry after she failed to adequately respond…
Continue reading ›Attorney David Neuman Is Quoted in Financial Planning Article Regarding Advisor Ronald Hannes Securities and Investment Fraud Attorney, David Neuman was quoted in an article on Financial-Planning.com. The article was written by Tobias Salinger. The article is about Ronald Hannes, a former financial advisor from Spokane, Washington, who was recently charged with fraud. Hannes was…
Continue reading ›Phil Donahue, with PFS Investments, Suspended 30 Days PANAMA CITY BEACH, FLORIDA Are you a current or former client of financial advisor Phil Donahue, with PFS Investments (Primerica), in Panama City Beach, Florida? We are reviewing claims made by FINRA, the Financial Industry Regulatory Authority, against J. Philip Donahue. FINRA suspended Donahue in August 2022…
Continue reading ›David Wilkie, formerly with Voya Financial Advisors, Suspended by FINRA MENDOTA HEIGHTS, MINNESOTA you a former customer of David Wilkie, formerly with Voya Financial Advisors? Israels & Neuman is looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against David Wilkie, who worked in Mendota Heights, Minnesota. Wilkie has been suspended by FINRA…
Continue reading ›Ernest Frerking, Formerly with Merrill Lynch, Barred by FINRA AUSTIN, TEXAS Have you lost money investing with Ernest Frerking, formerly with Merrill Lynch in Austin, Texas? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA against Ernest Frerking. Ernest Frerking was barred by FINRA from the securities…
Continue reading ›Eugene Cebron Thompson, with Capital Investment Group, Subject of GWG Complaint WILMINGTON, NORTH CAROLINA Are you a current or former client of financial advisor Eugene Cebron Thompson also known as Bron Thompson from Wilmington, North Carolina? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Bron Thompson, who…
Continue reading ›SEC Fines Aegis Capital and Brings Action Against Two Representatives Over Variable Interest Rate Structured Products or VRSPs BOCA RATON, FLORIDA Did you lose money investing in variable interest rate structured products (VRSPs) through Aegis Capital Corp.? The securities and investment fraud law firm of Israels & Neuman is reviewing claims by the Securities and…
Continue reading ›Intervest International Equities Advisor Jonathan Ellefson and GWG L Bonds HARKER HEIGHTS, TEXAS Have you invested in GWG L Bonds with stockbroker Jonathan Ellefson from Harker Heights, Texas? The securities and investment fraud law firm of Israels & Neuman is looking into Jonathan Ellefson, who has worked with Intervest International Equities since 2008. According to…
Continue reading ›Richard Hogan, Formerly with Merrill Lynch, Suspended SAN FRANCISCO, CALIFORNIA Are you a former client of financial advisor Richard Hogan, formerly with Merrill Lynch, in San Francisco, California? We are looking into claims made by FINRA, the Financial Industry Regulatory Authority, against Richard A. Hogan. In July 2022, FINRA suspended Hogan from the securities industry…
Continue reading ›
