Timothy Higgins, Formerly of Spartan Capital, Subject of FINRA Complaint GARDEN CITY, NY Are you a former client of Timothy Higgins, formerly with Spartan Capital Securities in Garden City, New York? Our law firm is reviewing allegations made by FINRA against Timothy Patrick Higgins. FINRA seeks to bar him from the securities brokerage industry because…
Continue reading ›Richfield Orion Advisor Charles Ron Baker Barred by FINRA CASTLE ROCK, COLORADO Are you a former or current customer of Richfield Orion International advisor Ron Baker from Castle Rock, Colorado? Our Denver, Colorado-based securities arbitration firm is reviewing claims made by FINRA, against Charles Ron Baker. Baker violated FINRA Rule 8210 by failing to respond…
Continue reading ›Allison Shafer, formerly with Edward Jones, Barred by FINRA MORGANTOWN, WEST VIRGINIA Our investment fraud law firm is reviewing allegations made by FINRA, the Financial Industry Regulatory Authority, against Allison Shafer, who is from Morgantown, West Virginia. Shafer was barred from the securities industry after she failed to respond to FINRA’s investigation. FINRA began its…
Continue reading ›Anthony Liddle, Formerly with Western International Securities and Landolt Securities, Barred by FINRA WAUSAU WISCONSIN Have you lost or lent money with financial advisor Anthony Liddle from Wausau, Wisconsin? Israels & Neuman is looking into claims made by FINRA, against Anthony Baker Liddle. In May 2022, Anthony Liddle was “permitted to resign” by his former…
Continue reading ›Megurditch Mike Patatian, Formerly with Western International Securities, Barred by FINRA WESTLAKE VILLAGE, CALIFORNIA Are you a former client of financial advisor Megurditch Mike Patatian or Mike Patatian, formerly with Western International Securities in Westlake Village, California? Our firm is continuing to look into allegations against Mike Patatian. In 2021, FINRA (the Financial Industry Regulatory…
Continue reading ›Valentino Scott, with Centaurus Financial, Subject of Numerous Customer Complaints WEST HILLS, CALIFORNIA Are you a current or former customer of financial advisor Valentino Scott from West Hills, California? Israels & Neuman is reviewing allegations made against Valentino Scott, who has worked with Centaurus Financial since 1995. FINRA’s BrokerCheck reveals that he has been the…
Continue reading ›Larry Stringer of Capital Investment Group Involved in Sale of Unsuitable GWG L Bond Investments HENDERSONVILLE, NORTH CAROLINA Are you a client of Larry Stringer in Hendersonville, North Carolina? Larry Stringer has been affiliated with Capital Investment Group from August 2011 to the present. According to documents filed with the GWG Holdings bankruptcy, some of…
Continue reading ›Investment Fraud Law Firm Investigates Cheryl Kitashima with Centaurus Financial and Kitashima Wealth Advisors and Sales of Unsuitable Investments in GWG L Bonds BELLEVUE, WASHINGTON The Law Firm of Israels & Neuman is reviewing documents and proofs of claims filed with the GWG Holdings bankruptcy. Based on numerous documents filed with the GWG bankruptcy court,…
Continue reading ›Ann Box, Formerly with Cambridge Investment Research, Barred from Securities Industry DALLAS, TEXAS Are you a former client of Ann Box, formerly with Cambridge Investment Research in Dallas? Our securities arbitration law firm is looking into allegations made by FINRA, against Ann Marie Box. Box was terminated by Cambridge Investment Research in February 2022, regarding…
Continue reading ›U.S. Bancorp Investment Advisor Paul Vavrinchik Barred by FINRA DEERFIELD, ILLINOIS The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by FINRA, against Paul Vavrinchik. Vavrinchik did not respond to FINRA’s investigation, so FINRA barred him from the securities industry. Paul Vavrinchik “voluntarily” resigned from U.S. Bancorp Investments in…
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