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Daniel Minich, Formerly with Ameriprise Financial Services, Subject of FINRA Complaint BRADFORD, PENNSYLVANIA Have you lost money investing with advisor Daniel Minich from Bradford, Pennsylvania? Our investment fraud law firm is reviewing allegations made about Daniel Minich. FINRA (the Financial Industry Regulatory Authority) seeks to punish Minich. According to FINRA’s regulatory complaint, Minich solicited two…

Karen Geiger with Cape Securities is Suspended from the Securities Industry for Sales of GWG Renewable Secured Debentures (GWG L Bonds) AKRON, OHIO Have you invested in GWG investment products, including the GWG L Bonds, through Karen Geiger in Akron, Ohio? The Law Firm of Israels & Neuman may be able to help you recover…

Investment Losses in GWG Bond Sales by Advisor Aaron Cruz SHERIDAN, WYOMING Have you invested in the GWG L Bonds through financial advisor Aaron Cruz of Sheridan, Wyoming? According to records filed with the GWG bankruptcy, at least one investor who invested through Aaron L. Cruz lost money investing in the GWG L bonds. While…

Colorado Springs Financial Advisor Robert Bragg and Losses in GWG L Bonds MONUMENT, COLORADO Have you lost money investing in GWG L Bonds based on a recommendation by financial advisor Robert Bragg with Newbridge Securities Corp? Our securities arbitration law firm is aware that Robert C. Bragg, who works in a Monument, Colorado office, recommended…

Israels & Neuman, PLC Investigates Brian Visconti, Formerly with Raymond James, Regarding Technology Stocks TAMPA, FLORIDA Are you a current or former client of financial advisor Brian Visconti, formerly with Raymond James in Tampa, Florida? We are reviewing allegations made against Brian Visconti. Visconti was discharged by Raymond James in February 2022, regarding claims that…

Steven Hirata, Formerly with PFS Investments, Barred from Securities Industry? FRESNO, CALIFORNIA Are you a former client of Steven Hirata from Fresno, California? Our investment fraud law firm is reviewing claims made by FINRA, against Steven Hirata, who was under investigation by FINRA after he was terminated by his former brokerage firm, PFS Investments. PFS…

Barbara Ann Bernatzky, formerly with Henley & Company, Barred by FINRA SHOREHAM, NEW YORK Are you a current or former client of advisor Barbara Ann Bernatzky of Shoreham, New York? Our investment fraud law firm is reviewing allegations made by FINRA, the Financial Industry Regulatory Authority, against Bernatzky, who was barred from the securities industry.…

Former W&S Brokerage Services Advisor Jeffrey Marburger Barred by FINRA DOVER, OHIO Our investment fraud and securities arbitration law firm is looking into claims made by FINRA, against Jeffrey Marburger, from Dover, Ohio. Marburger was under investigation by FINRA after he was terminated by his former brokerage firm, W&S Brokerage Services. After Marburger failed to…

Jesus Alvidrez, Formerly with TransAmerica Financial Advisors, Barred from Securities Industry BREA, CALIFORNIA Are you a former customer of Jesus Alvidrez from Brea, California? The securities arbitration law firm of Israels & Neuman is examining allegations made about Jesus Jose Alvidrez. FINRA (the Financial Industry Regulatory Authority) has expelled him from the securities brokerage industry…

Brian Martinsen, Formerly of SW Financial, Civilly Charged with Securities Fraud ST. JAMES, NY Are you a current or former customer of StraightPath Venture Partners or StraightPath Management LLC? We are reviewing allegations made by the SEC against StraightPath and its founders, which include Brian Martinsen of St. James, New York. The SEC alleged that…