Former Morgan Stanley Rep, Nikolay Zotenko, Suspended For One Year BEVERLY HILLS, CA Are you a former client of financial advisor Nikolay Zotenko from Morgan Stanley? Our securities arbitration law firm reviewing allegations made against a former representative of Morgan Stanley who was based in Beverly Hills, California. FINRA had investigated Nikolay Zotenko. FINRA’s AWC…
Continue reading ›FINRA Suspended Another Former Spartan Capital Securities Rep, Ian Lowrey NEW YORK, NY Our firm is continuing to look into allegations made against former representatives of Spartan Capital Securities, which is based on New York City. FINRA has investigation yet another former advisor with Spartan Capital Securities; this time the investigation centers around Ian Lowrey.…
Continue reading ›Former Ameriprise Advisor Edric McSween Barred by FINRA GREENBELT, MARYLAND Have you lost money investing with financial advisor Edric McSween of Greenbelt, Maryland? We are looking into claims made by FINRA, against Edric M. McSween. After McSween failed to respond to FINRA’s investigation, FINRA barred him from the securities industry. McSween had drawn the attention…
Continue reading ›Final Judgment Entered Against Steven Muntin, formerly with Taylor & Morgan Asset Management FLINT, MICHIGAN Are you a former client of financial advisor Steven Muntin from Flint, Michigan? Our firm is continuing to review allegations against Steven Muntin by the SEC. In November 2021, Muntin was civilly charged with defrauding an investor. Muntin used his…
Continue reading ›Robert D’Agosta, with Berthel Fisher & Company, Subject of Several Customer Complaints CENTER VALLEY, PENNSYLVANIA Our securities arbitration law firm is looking into allegations made by customers of financial advisor Robert D’Agosta, with Berthel Fisher & Company. Robert D’Agosta, who worked in an offices in Center Valley and Bethlehem, Pennsylvania, has been the subject of…
Continue reading ›Securities Fraud Law Firm Investigates Brian Kennedy, Formerly with Lincoln Financial Advisors, Regarding Oil and Gas Investments CAMP HILL, PENNSYLVANIA Are you a current or former client of financial advisor Brian Kennedy, formerly with Lincoln Financial Advisors in Camp Hill, Pennsylvania? The law firm of Israels & Neuman is reviewing customer complaints made against Brian…
Continue reading ›Stacy Goldsmith, with Herbert J. Sims & Company, Subject of Two Customer Complaints RED BANK, NEW JERSEY Are you a current or former client of advisor Stacy Goldsmith? The investment fraud law firm of Israels & Neuman is looking into allegations made against Stacy Goldsmith, who has worked with Herbert J. Sims since 2012. Two…
Continue reading ›Michael Christopher Blumer, with SW Financial, Subject of Multiple Customer Complaints MELVILLE, NEW YORK Are you a former client of Michael Christopher Blumer, a financial advisor who has worked with SW Financial in Melville, New York? Our firm is looking into allegations made by customers of SW Financial and Michael Christopher Blumer. According to BrokerCheck,…
Continue reading ›Mark Kemp, with McNally Financial Services, Subject of Numerous Customer Complaints CORPUS CHRISTI, TEXAS Are you a current or former client of advisor Mark Kemp from Corpus Christi, Texas? Our securities arbitration law firm is looking into allegations made against Mark Kemp, who has worked with McNally Financial Services since 2010. Kemp has been the…
Continue reading ›Anthony Prieto, Formerly of Signator Investors and Royal Alliance, Named in SEC Complaint TAMPA, FLORIDA Are you a current or former client of financial advisor Anthony Prieto, formerly of Royal Alliance and Signator Investors (Signator Financial) in Tampa, Florida? The investment fraud law firm of Israels & Neuman is looking into allegations made against Anthony…
Continue reading ›
