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20
Mar

PETER LAWRENCE of American Portfolios is FIRED

Losses with Peter Lawrence of American Portfolios in Hauppauge, NY
American Portfolios Financial Services Fires Advisor Peter Lawrence HAUPPAUGE, NEW YORK     Have you invested with financial advisor Peter Lawrence from Hauppauge, New York?  He was fired by American Portfolios Financial Services in October 2023 regarding allegations that he sent unapproved reports to clients that contained inaccuracies.  In addition, Peter Lawrence has been the subject of …
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18
Mar

THERESA ALLEN OF RBC CAPITAL SUBJECT OF COMPLAINTS

Losses with David Wong of Integrity Brokerage in Seattle, WA
First Republic Securities Stockbroker Theresa Allen Subject of Several Complaints NEWPORT BEACH, CALIFORNIA    Are you a client of financial advisor Theresa Allen, formerly with First Republic Securities, and now with RBC Capital in Newport Beach, California?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of Theresa …
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12
Mar

Complaints Against MATTHEW STUCKE of Cambridge Investment

Losses with Matthew Stucke of Cambridge Investment Research in Milton, GA
Matthew Stucke, Formerly with Cambridge Investment Research, Subject of Several Complaints MILTON, GEORGIA     Have you invested with Matthew Stucke from Milton, Georgia?  The investment fraud and securities arbitration law firm of Israels & Neuman is investigating claims made by former customers of this financial advisor. According to FINRA, Stucke was a registered representative of Cambridge …
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11
Mar

JAYSON POCIUS of Wells Fargo is BARRED

Losses with Ronnie Dumag of PFS Investments in Sacramento, CA
Jayson Pocius, Formerly with Wells Fargo, Barred from Securities Industry CHICAGO, ILLINOIS     Are you a former client of Jayson Pocius in Chicago, Illinois? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this financial advisor, who previously worked with Wells Fargo Advisors.  In March 2024, he was barred …
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8
Mar

DOUGLAS NELSON of Kingswood Capital Subject of GWG COMPLAINT

Losses with Douglas Nelson of Kingswood Capital in Pahrump, NV
Douglas Nelson, Formerly with Kingswood Capital Partners, Subject of GWG Complaint PAHRUMP, NEVADA     Did you invest in GWG L bonds through Douglas Nelson, formerly with Kingswood Capital Partners?  The securities and investment fraud law firm of Israels & Neuman is looking into claims made against the advisor, who was licensed with Kingswood Capital Partners from …
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8
Mar

RAUL BENITEZ of Suntrust Subject of Multiple COMPLAINTS

Losses with Raul Benitez of Suntrust Investment in Miami, FL
Raul Benitez, Formelry with Suntrust, Subject of Complaint Involving GIC MIAMI, FLORIDA     Are you a current or former customer of advisor Raul Benitez, who previously worked with Suntrust Investment Services in Miami, Florida?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Raul Jorge Benitez. …
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5
Mar

SEAN FIELDS of PFS Investments is FIRED

Losses with Sean Fields of PFS Investments in Concord, CA
PFS Investments Fires Sean Fields for Allegedly “Borrowing” Client Money CONCORD, CALIFORNIA     Have you invested with financial advisor Sean Fields from Concord, California? In January 2024, he was fired by his brokerage firm, PFS Investments.  Fields was under internal investigation by his brokerage firm, whereby he allegedly admitted that he borrowed from two customers.  Generally, …
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4
Mar

REUBEN BROWN of Edward Jones is BARRED

Losses with Reuben Brown of Edward Jones in Southlake, TX
 Reuben Brown Formerly with Edward Jones Barred by FINRA SOUTHLAKE, TEXAS     Did you invest with advisor Reuben Brown of Edward Jones in Southlake, Texas? After he failed to respond to a FINRA inquiry, he was barred from the securities industry pursuant to FINRA Rule 8210.  This rule generally provides that financial advisors must respond to …
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