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Two Customer Complaints Made Against Morgan Stanley Involving Craig Thistlewaite, PERRYSBURG, OHIO Israels & Neuman, a securities arbitration law firm, is looking into allegations made against Morgan Stanley advisor Craig Thistlewaite in Perrysburg, Ohio. According to FINRA’s BrokerCheck, Thistlewaite has been the subject of two customer complaints, both of which were made within the last…

Robert Turner, Formerly with UBS Financial Services and Stifel Nicolaus, Allowed to Resign from Firm WACO, TEXAS Have you lost money investing with Robert Turner, a financial advisor in Waco, Texas? The investment fraud law firm of Israels & Neuman is looking into allegations made against Robert Earl Turner, who previously was affiliated with UBS…

FINRA Investigates Thomas Diamante with SW Financial MELVILLE, NEW YORK Our securities arbitration law firm is looking into allegations made against Thomas Diamante, a financial advisor in Melville, New York. FINRA began investigating Diamante regarding allegations that he violated FINRA Rule 2010 and Sections 17(a)(2) and 17(a)(3) of the Securities and Exchange Act of 1933.…

Advisor Douglas Buczak, Formerly with Cambridge Investment Research, Subject of Customer Complaint BIRMINGHAM, MICHIGAN Have you lost money investing in private placements and real estate investments with advisor Douglas Buczak? The investment fraud law firm of Israels & Neuman is looking into a customer arbitration claim made against Douglas Buczak, a financial advisor who previously…

Wade Thomason, Formerly of OFG Financial Services, Barred from Securities Industry OVERLAND PARK, KANSAS Carl Wade Thomason was a financial advisor previously associated with OFG Financial Services. In January 2022, FINRA barred Wade Thomason from the securities industry. Thomason was alleged to have received loans from customers of his former firm, OFG Financial Services. Kelly…

Investment Fraud Law Firm of Israels & Neuman Looks Into Customer Complaints Against Chad Barancyk, Formerly of First Allied Securities NAPLES, FLORIDA Have you lost money with advisor Chad Barancyk, formerly of First Allied Securities in Naples, Florida? Our securities arbitration law firm is looking into allegations against Chad Barancyk, who has been the subject…

Former Ameriprise Financial Services Advisor Firasat Siddiqui Discharged CHICAGO, ILLINOIS Firasat Siddiqui was a registered representative and financial advisor of Ameriprise Financial Services from 1991 to January 2022. In January 2022, Siddiqui was discharged by Ameriprise. Ameriprise filed a notice with FINRA’s Brokercheck, stating that Siddiqui was discharged for company policy violations related to exchange…

Darien Bonney, Formerly with MML Investors Services, Terminated After Allegations of Undisclosed Outside Business Activities SCOTTSDALE, ARIZONA The securities and investment fraud Law Firm of Israels & Neuman is investigating allegations made against financial advisor Darien Bonney, formerly with MML Investors Services. Bonney, who worked at a Scottsdale, Arizona branch office, was discharged by MML…

FINRA Bars David Campanella, Formerly with U.S. Bancorp Investments, After Providing Inaccurate and Incomplete Responses to Investigation CLEVELAND, OHIO Have you lost money investing with financial advisor David Campanella? FINRA (the Financial Industry Regulatory Authority) barred David Campanella from the securities industry. FINRA had initiated its investigation after there were allegations that Campanella had undisclosed…

JASPER, INDIANA The Law Firm of Israels & Neuman is looking into allegations made against financial advisor James Jones from Jasper, Indiana. James Jones, who has been affiliated with Center Street Securities, was the subject of a customer complaint, who alleges unsuitable investments in “alternative” investments. The alternative investments were allegedly illiquid, high risk, and…