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29
Feb

JOHN MARCHESO of Centaurus Financial Customer COMPLAINTS

Losses with John Marcheso of Centaurus Financial in Coeur D'Alene, ID
John Marcheso with Centaurus Financial Subject of Several Complaints COEUR D’ALENE, IDAHO     Did you invest with financial advisor John Marcheso, currently affiliated with Centaurus Financial in Coeur D’Alene, Idaho?  According to BrokerCheck, Marcheso has been the subject of four customer complaints filed within the last four years.  The complaints make allegations regarding investments in oil …
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28
Feb

SPENCER MILLER of Merrill Lynch, Customer COMPLAINTS

Losses with Charles Wernig of Kestra Investment in Englewood, CO
Merrill Lynch Stockbroker Spencer Miller Subject of Several Complaints WESTLAKE VILLAGE, CALIFORNIA     Are you a client of financial advisor Spencer Miller, with Merrill Lynch in Westlake Village, California?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by customers of this financial advisor. According to FINRA’s (Financial Industry Regulatory …
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27
Feb

MICHAEL BRICKMAN of Pruco Securities is BARRED

Losses with Michael Brickman of Pruco Securities in Paramus, NJ
 Michael Brickman Barred from Securities Industry by FINRA PARAMUS, NEW JERSEY     Did you invest with financial advisor Michael Brickman in Paramus, New Jersey? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations against Michael Brickman, who previously worked with Pruco Securities (Prudential).  He was barred from the securities industry by …
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26
Feb

KURT BERRY of Regulus Advisors Subject of Petrorock COMPLAINT

Losses with Michael Grande of Newbridge Securities in Fort Lauderdale, FL
Kurt Berry, Formerly with Regulus Advisors, Subject of Oil & Gas investment Customer Complaint LOVES PARK, ILLINOIS     Are you a former customer of Kurt Berry, formerly with Regulus Advisors, in Loves Park, Illinois?  FINRA’s BrokerCheck (attached below) shows that Berry was the subject of a customer complaint made in November 2023 regarding oil and gas …
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23
Feb

BRIAN COTE of Gramercy Park Wealth Subject of COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY
Complaints Against Advisor Brian Cote of GPWA, LLC NASHVILLE, TENNESSEE     Have you invested in alternative investments through Brian Cote at Gramercy Park Wealth Advisors, or GPWA LLC?  The investment fraud and securities arbitration law firm of Israels & Neuman is looking into claims made against Cote, who has been with Gramercy Park Wealth Advisors Securities …
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15
Feb

CHING TSE of TransAmerica Subject of Investigation

Losses with Peter Reinecke of Saxony Securities in St. Louis, MO
TransAmerica Financial Advisors and Ching Tse Internal Investigation SAN CARLOS, CALIFORNIA     Have you invested with Ching Tse from San Carlos, California?  In December 2023, Ching Tse was “permitted to resign” by TransAmerica Financial Advisors.  According to BrokerCheck, the advisor resigned from TransAmerica while under internal investigation after allegations of engaging in an unauthorized outside business …
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15
Feb

RICHARD CRITELLI of Fifth Third Securities is FIRED

Losses with Richard Critelli of Fifth Third Securities in Marietta, GA
Fifth Third Securities Fires Advisor Richard Critelli MARIETTA, GEORGIA     Have you invested with financial advisor Richard Critelli from Marietta, Georgia? The securities arbitration law firm of Israels & Neuman is reviewing allegations made against Richard A. Critelli.  In December 2023, he was fired by Fifth Third Securities.  Critelli was alleged to have altered customer documentation. …
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14
Feb

LOREN JUSTIN MORRISON Subject of Several Investment COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY
Stifel Nicolaus Stockbroker Loren Morrison Subject of Several Complaints SOUTHFIELD, MICHIGAN     Did you lose money with financial advisor Loren Justin Morrison with Stifel Nicolaus in Southfield, Michigan?  The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers of Morrison. According to FINRA’s BrokerCheck, Mr. Morrison has been …
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6
Feb

BRETT HARTVIGSON of Independent Financial is BARRED

Losses with Brett Hartvigson of Independent Financial in San Diego, CA
Brett Hartvigson Formerly with Independent Financial Group Barred SAN DIEGO, CALIFORNIA     Are you a former client of advisor Brett Hartvigson in San Diego, California? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against Brett Hartvigson, formerly with Independent Financial Group.  Mr. Hartvigson was the subject of a complaint …
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