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17
Jan

VIQAS AKHTAR of B Riley Wealth Management Subject of COMPLAINTS

Losses with Viqas Akhtar of B Riley Wealth Management in Miami, FL
Customer Complaints Against Viqas Suk Akhtar MIAMA, FLORIDA     Have you invested with financial advisor Viqas Akhtar from Miami, Florida? Our law firm is looking into allegations made against Viqas Akhtar, who has been affiliated with B. Riley Wealth Management since July 2022, and was previously licensed with National Securities Corp. Viqas Suk Akhtar has been …
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17
Jan

DORON KOCHAVI of Western International is SUSPENDED

Losses with Doron Kochavi of Western International Securities in Pasadena, CA
Doron Kochavi with Western International Securities, Suspended by FINRA PASADENA, CALIFORNIA     Have you been a client of financial advisor Doron Kochavi, formerly with Western International Securities in Pasadena, California?  Our securities arbitration firm is looking into allegations made by FINRA against Doron Kochavi.  He was recently suspended by FINRA for two months and fined $10,000. …
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16
Jan

MICHAEL GREENFIELD of Newbridge Securities Subject of COMPLAINTS

Losses with Steven W. Schmitt of Morgan Stanley in New York, NY
Michael Greenfield, Formerly with Newbridge Securities, Subject of Customer Complaints BOCA RATON, FLORIDA     Have you invested with stockbroker Michael Greenfield from Boca Raton, Florida?  Our firm is looking into two complaints made by investors who filed claims against his former brokerage firm, Newbridge Securities.  One pending case, which was filed in September 2022, claims negligence …
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2
Jan

KIRK CROSSEN of Morgan Stanley Subject of $6 Million Claim

Losses with Kwame Adusei of Morgan Stanley in Poughkeepsie, NY
Kirk Crossen, Formerly with Morgan Stanley, Subject of Large Customer Complaint INDIANAPOLIS, INDIANA     Are you a former customer of Kirk Crossen, formerly with Morgan Stanley, in Indianapolis, Indiana?  FINRA’s BrokerCheck shows that he was fired by Raymond James in November 2023.  It was alleged that Crossen “lacked candor during inquiry into [a] loan from …
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29
Dec

STEVEN SCHROEDER of Principal Securities is FIRED

Losses with Steven Schroeder of Principal Securities in Hudson, WI
Steven Schroeder Fired by Principal Securities HUDSON, WISCONSIN     Are you a former customer of Steven Schroeder, formerly with Principal Securities, in Hudson, Wisconsin?  FINRA recently reported that Steven Schroeder was fired by Principal Securities in October 2023.  He had been licensed with the brokerage firm between 1993 and October 2023. Steven W. Schroeder’s BrokerCheck report …
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29
Dec

CHUN ELMEJJAD of Equitable Advisors FIRED for Accepting Loans

Losses with Chun Elmejjad of Equitable Advisors in Falls Church, VA
Equitable Advisors Fires Advisor Chun Elmejjad FALLS CHURCH, VIRGINIA     Have you invested with financial advisor Chun Elmejjad from Falls Church, Virginia? Our law firm is looking into allegations made against this advisor, who was fired by Equitable Advisors (previously known as AXA Advisors) in November 2023, according to FINRA’s BrokerCheck. Chun Suk Elmejjad had held …
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27
Dec

ROBERT LORENTE of Great Point Capital Subject of REIT Complaint

Losses with John Kasel of US Bancorp in Seattle, WA
Robert Lorente, Formerly with Great Point Capital, Subject of Complaint LIVONIA, MICHIGAN     Have you invested with Robert Lorente from Livonia, Michigan?  The securities and FINRA Arbitration law firm of Israels & Neuman is reviewing claims made by a former client of Robert Gerald Lorente, formerly with Great Point Capital. Lorente was a registered representative of …
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20
Dec

JOHN PETRONE of Farmers Financial is BARRED for Alleged Theft

Losses with John Petrone of Farmers Financial in Willowick, OH
John Petrone Formerly with Farmers Financial Solutions Barred WILLOWICK, OHIO     Did you invest with advisor and insurance agent John Petrone in Willowick, Ohio?  The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made against John Petrone, formerly with Farmers Financial Solutions and Farmers Insurance.  After he failed to respond to …
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15
Dec

ERIC KUBIAK of Ameriprise is BARRED for Sales of Crypto

Losses with Eric Kubiak of Ameriprise in Cheektowaga, NY
Eric Kubiak Barred from Securities Industry CHEEKTOWAGA, NEW YORK     Did you invest in crypto with advisor Eric Kubiak in Cheektowaga, New York? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made against Kubiak, who previously worked with Ameriprise Financial Services.  According to FINRA’s Disciplinary Database, he was barred from …
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