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PIERRE HILARIO of SW Financial is BARRED
Pierre Hilario, formerly with SW Financial, Barred by FINRA
MELVILLE, NEW YORK
Did you invest in private placements with financial advisor Pierre Hilario, formerly with SW Financial? The securities and investment fraud law firm of Israels & Neuman is looking into allegations made regarding Pierre Hilario from Melville, New York. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry when he failed to cooperate with a FINRA investigation.
FINRA’s Disciplinary Database discloses that Hilario was under investigation related to sales of private placements while he was affiliated with SW Financial. He has also been licensed with NI Advisors, Democracy Funding, and Cabot Lodge Securities since 2016.
Pursuant to FINRA Rule 8210, stockbrokers must respond to FINRA investigations. Advisors are often barred for failing to respond to such investigations.
View FINRA AWC HERE View BrokerCheck HERE