RENE BOLIVAR of First Allied Securities in California is BARRED

Israels & Neuman, PLC

Rene Bolivar, Formerly with First Allied Securities, Barred from Securities Industry

SALINAS, CALIFORNIA

Did you invest with stockbroker Rene Bolivar in Salinas, California? Our securities arbitration firm is reviewing claims made against Rene Bolivar. FINRA’s Disciplinary Database reveals that in April 2023, he was barred from the securities industry by FINRA, because he failed to respond to an investigation.

FINRA began its investigation when a customer filed a civil complaint against Rene Bolivar. The complaint alleged that he was improperly named as a beneficiary of a deceased client’s trust.

According to BrokerCheck, Bolivar had been with First Allied Securities from 2007 to June 2021. He worked in Salinas, California.

As a licensed stockbroker, Mr. Bolivar was obliged to follow FINRA Rule 8210, which mandates that brokers cooperate in FINRA’s investigations. Likewise, First Allied Securities must adequately monitor the conduct of its financial advisors. If it failed to adequately supervise Bolivar or any other advisors, the firm could be responsible for financial losses.

Israels & Neuman is an investment fraud and securities arbitration law firm that has recovered millions of dollars for investors in the past, including in cases against First Allied Securities. We represent investors throughout the country, including in California.

View Bolivar, r FINRA AWC

View Bolivar, r BrokerCheck 4.18.23

If you lost money with Rene Bolivar or First Allied Securities, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

Topics

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

View More
Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 35+ Years of Experience
Fill out the contact form or call us at (720) 599-3505 to schedule your free confidential consultation.

Leave Us a Message