Roger Gallagher of Morgan Stanley Charged with Fraud

Israels & Neuman, PLC
Fraud alert
PURCHASE, NEW YORK

Did you invest with financial advisor Roger Gallagher in Purchase, New York? Our law firm is reviewing allegations made by FINRA against this advisor, who was a representative of Morgan Stanley from 2012 to August 2024. He was kicked out of the securities industry by FINRA after he failed to cooperate with a FINRA investigation.

In August 2024, Roger Gallagher was criminally charged with mail fraud by the U.S. Attorneys’ Office in Miami, Florida. Additionally, Gallagher was fired by Morgan Stanley for “involvement in undisclosed outside financial arrangements with a potential third-party service provider”, according to BrokerCheck.

Roger Gallagher was registered with Morgan Stanley from 2012 to August 2024. Gallagher worked in Purchase, New York. He also was the subject of a 2021 customer complaint that was denied.

Israels & Neuman represents investors throughout the country in cases involving financial advisors, securities brokerage firms, and investment advisory firms.

FINRA’s AWC can be found HERE

BrokerCheck Report can be found HERE

If you lost money with Roger Gallagher or Morgan Stanley, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.

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