INVESTOR ALERT – RONALD HANNES of Woodbury Financial BARRED – Spokane, WA

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Ronald Hannes, formerly with Woodbury Financial Services, Barred from Securities Industry

Have you lost money with financial advisor Ronald Hannes of Woodbury Financial in Spokane, Washington? The Law Firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Ronald W. Hannes. FINRA barred Hannes from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating him after he allegedly converted or stole customer funds from a life insurance policy.

Ronald Hannes was a financial advisor and registered representative of Woodbury Financial Services from 1994 to December 20019. He worked at a branch office in Spokane, Washington. He also operated Hannes Financial Services and Ronald W. Hannes & Associates.

Brokerage firms like Woodbury Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Denver, Colorado; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Washington. Attorney David Neuman is licensed to practice law in Washington. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Woodbury Financial Services.

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If you lost money with Ronald Hannes or Woodbury Financial Services, please CONTACT US at 206-795-5798 for a free evaluation of your case.

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