Securities Fraud Law Firm Investigates DENNIS FEARING of Berthel Fisher

COLERAINE, MINNESOTA Have you lost money with financial advisor Dennis Fearing, formerly with Berthel Fisher in Coleraine, Minnesota? The Investment Fraud Law Firm of Israels & Neuman is looking into allegations made against Dennis Fearing, who has been the subject of three customer complaints, two of which were filed within the last year. The recent complaints alleges that Dennis Fearing sold unsuitable alternative investments like non-traded REITs, or real estate investment trusts, and BDCs, or business development companies. The customers have alleged combined losses of $1.3 million from the REITs and BDCs.

Dennis Fearing was with Berthel Fisher from June 2011 to February 2021. He has worked at branch offices in Coleraine, Minnesota. Fearing was also the subject of a $57,000 tax lien in 2020.

Brokerage firms like Berthel Fisher have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Minnesota. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Berthel Fisher.

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If you lost money with Dennis Fearing or Berthel Fisher, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.