Securities Fraud Law Firm Looks Into Allegations Against BRADLEY HOLTS of Beaumont, TX

Israels & Neuman, PLC
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BEAUMONT, TEXAS Have you lost money with financial advisor Bradley M. Holts, formerly with World Capital Brokerage and Supreme Alliance in Beaumont, Texas? The attorneys at the Securities and Investment fraud law firm, Israels & Neuman, are looking into allegations made against Bradley or Brad Holts. Holts was recently terminated by World Capital Brokerage after he failed to respond to a FINRA investigation.

Bradley or Brad Holts was with World Capital Brokerage from October 2020 to July 2021. Holts was also with Supreme Alliance from March 2020 to October 2020. He has worked at branch offices in Beaumont, Texas.

Brokerage firms like World Capital Brokerage have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Bradley Holts BrokerCheck Report

If you lost money with Bradley Holts, World Capital Brokerage, or Supreme Alliance, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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