STEVEN HILL of Wells Fargo Subject of COMPLAINTS

Israels & Neuman, PLC

Losses in Structured CDs with Steven Hill of Wells Fargo

ATWATER, CALIFORNIA Did you lose money with stockbroker Steven Hill in Atwater, California? Israels & Neuman is looking into claims made against Steven Hill, with Wells Fargo. FINRA’s BrokerCheck shows that Hill has been the subject of nine customer complaints, two of which have been made in 2023.

The two complaints made in 2023 raise allegations about sales of structured CDs and UITs (or Unit Investment Trusts), respectively. The customer who made allegations about structured CDs alleges about $150,000 in losses from these CDs.

Mr. Hill has been with Wells Fargo in an Atwater, California office since 2011. Additionally, he was discharged by another firm in 2008, and he was also the subject of two tax liens.

Financial advisors must make suitable investment recommendations for the customer considering their age, risk tolerance, investment objectives, and other factors. Failures to abide by FINRA’s suitability rules can subject the broker and his/her firm to liability for losses.

Our law firm has previously sued Wells Fargo, and we have previously represented investors in California.

View Hill, S. BrokerCheck 7.30.23

If you lost money with Steven Hill or Wells Fargo, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.

Topics

Client Reviews

What are past clients saying about Israels & Neuman, PLC?

View More
Submit a Law Firm Client Review

Aaron Israels was diligent, professional, knowledgeable and extremely thorough. My legal ordeal was quite cumbersome but Aaron was present, willing and ready to go the extra mile for me. I HIGHLY RECOMMEND, Israels and Neuman, PLLC for...

Kay H.

I have worked with many attorneys over the course of my career in both large and small businesses. Dave and Aaron are an outstanding legal team. I used Dave and Aaron for a personal situation that called for a hands on detailed approach. I found...

Fred S.

Aaron created our wills and offered solutions that made the process easy and pain free. We recently needed to amend our wills, and he made suggestions that made a better distribution that we had not thought of prior to meeting with him. He was...

Debra K.

I have worked with Aaron Israels for over eight years and can confidently say that he is the most honest and hard-working attorney I know. He not only gets results, but he also genuinely cares about his clients and colleagues. If you have a...

Tony E.

Mr. Aaron Israels set up our business by listening to us and creating a structure legal structure that was exactly what we wanted and needed. All of the work was set up in a binder for easy access to all information along with clear instructions...

Tom K.

Are You a Victim of Investment Fraud?

  1. 1 Free Confidential Consultation
  2. 2 Available 24/7
  3. 3 20+ Years of Experience
Fill out the contact form or call us at (616) 280-4303 to schedule your free confidential consultation.

Leave Us a Message