Articles Posted in advisor theft

Jason Head, Ex-Morgan Stanley Advisor, Barred for Theft Allegations
Israels & Neuman, PLC

January 21, 2025

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Losses with Jeffrey Perryman of New York Life in Johnstown, CO

Tuscaloosa, AL Have you suffered financial losses with advisor Jason Head in Tuscaloosa, Alabama? The securities and investment fraud law firm of Israels & Neuman is currently examining claims by FINRA against this advisor, who served as a representative for Morgan Stanley from August 2019 to January 2024. He has been barred from the securities…

Richard Ceffalio of LPL Financial Fired
Israels & Neuman, PLC

January 9, 2025

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Losses with Richard Ceffalio of LPL Financial in Arlington Heights, IL

Arlington Heights, Illinois If you’re a past or present client of financial advisor Richard Ceffalio from Arlington Heights, Illinois, our law firm is investigating allegations against him. In May 2024, Ceffalio was terminated by LPL Financial due to claims that he solicited a loan from a client. Typically, financial advisors are prohibited from borrowing from…

Howard Kavinsky of B. Riley Wealth Management Barred by FINRA
Israels & Neuman, PLC

December 31, 2024

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Losses with Howard Kavinsky of B. Riley Wealth Management in Chicago, IL

Howard Kavinsky, Formerly with B. Riley Wealth Management, Barred from Securities Industry CHICAGO, ILLIONOIS Did you invest with financial advisor Howard Kavinsky in Chicago, Illinois? Israels & Neuman is reviewing claims made by FINRA against Howard Kavinsky, who was a representative of B. Riley Wealth Management and National Securities Corp. Near the end of 2024,…

JEFFREY HIGGINS of Western International is BARRED
Israels & Neuman, PLC

July 16, 2024

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Jeffrey Higgins, Formerly with Western International Securities, Barred from Securities Industry BAKER CITY, OREGON Are you a former client of financial advisor Jeffrey Higgins? Our Pacific Northwest law firm is looking into allegations against Jeffrey Higgins, who previously worked with Western International Securities and Financial West Group. Higgins was expelled from the securities brokerage industry…

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