Articles Posted in annuity

Former Morgan Stanley Advisor Ronald Diaz Pleads Guilty to Wire Fraud, Sentencing set for September 2024 TUCSON, ARIZONA Are you a former client of Ronald Diaz of Morgan Stanley in Tucson, Arizona? He was charged with wire fraud by the U.S. Attorney’s Office for the District of Arizona and recently pleaded guilty to the charges.…

American Portfolios Financial Services Fires Advisor Peter Lawrence HAUPPAUGE, NEW YORK Have you invested with financial advisor Peter Lawrence from Hauppauge, New York? He was fired by American Portfolios Financial Services in October 2023 regarding allegations that he sent unapproved reports to clients that contained inaccuracies. In addition, Peter Lawrence has been the subject of…

Raul Benitez, Formelry with Suntrust, Subject of Complaint Involving GIC MIAMI, FLORIDA Are you a current or former customer of advisor Raul Benitez, who previously worked with Suntrust Investment Services in Miami, Florida? The securities and investment fraud law firm of Israels & Neuman is reviewing claims made by former customers against Raul Jorge Benitez.…

Scott Roslonowski with Ameriprise Financial Services Subject of Complaints INDIAN HARBOUR BEACH, FLORIDA Have you invested in REITs through Scott Roslonowski at Ameriprise Financial Services in Harbour Beach, Florida? He has been with Ameriprise Financial Services since October 2009. Scott Roslonowski has been the subject of two customer complaints during 2023 – one made in…

Daniel Lauletta, formerly with MML Investors Services, Barred by Arkansas CLEVELAND, OHIO Did you invest with financial advisor, Daniel Lauletta of Cleveland, Ohio? The securities and investment fraud law firm of Israels & Neuman is reviewing allegations made by the Arkansas Securities Department, against Daniel Lauletta. Arkansas revoked his securities license regarding allegations that he…

JUPITER, FLORIDA Have you lost money with financial advisor Robert Paterson, formerly with Truist Investment Services and BB&T Securities in Jupiter, Florida? We are looking into allegations made against Robert Paterson. Paterson was suspended from the securities industry by FINRA after he failed to respond to an investigation. FINRA is investigating allegations that an investor…

BETHESDA, MARYLAND – Have you lost money with financial advisor Daniel Don Jossen? We are looking into allegations made about Daniel Jossen from Bethesda, Maryland. FINRA (the Financial Industry Regulatory Authority) barred Jossen from the securities industry. FINRA alleged that Jossen has failed to respond to its investigation regarding allegations that he misrepresented the terms…

ORLAND PARK, ILLINOIS – Have you lost money with financial advisor Eric P. Burton. of Orland Park, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric Burton. FINRA suspended Burton for three months and fined him $5,000. Burton was being investigated regarding allegations that he falsified documents in connection…

Israels & Neuman, PLC Investigates David Wall, Formerly of Voya Financial Advisors SIMPSONVILLE, SOUTH CAROLINA – Have you lost money with financial advisor David Wall, formerly of Voya Financial Advisors in Simpsonville, South Carolina? We are looking into allegations made against David Wall. David Wall has been the subject of four customer complaints, all of…

Israels & Neuman, PLC Investigates Nathan Katz, Formerly of American Independent Securities Group and Triad Advisors LARGO, FLORIDA – Have you lost money with financial advisor Nathan Katz, formerly of American Independent Securities Group and Triad Advisors in Largo, Florida? We are looking into allegations made against Nathan Katz, who has been the subject of…